Category: Financial Services

FCA warning
January 06, 2021 BY Steffy Bogdanova

UK Bond Associates, British Telecom Bond and others added to FCA's warning list

UK Bond Associates Address: Plantation Place, Billingsgate London Website: www.ukbondassociates.com British Telecom Bond / britishtelecombond.com (Clone of FCA authorised firm) Email: [email protected] Website: www.britishtelecombond.com LBLV Address: Suite C, Orion Complex, Palm Street, Victoria, Mahe, Seychelles. Email Address: [email protected] Phone number: +18886041711 Website: https://lblv.com Instagram: @lblvonline Facebook: @lblvonline Aone Credit Address: 20 Buchanan St, Glasgow, G1…

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CME Group
January 06, 2021 BY Steffy Bogdanova

CME Group reports 19.1 million contracts for 2020

The ADV for Q4 at 16.2 million contracts were up 3.8% up compared to Q3 when it was 15.6 million contracts. The highlights from the fourth quarter include: Record Micro E-mini Equity Index futures and options ADV of 2 million contracts, representing a 332% increase in ADV over Q4 2019 Record Micro E-mini Nasdaq 100 futures…

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tfx japan forex click365
January 04, 2021 BY Steffy Bogdanova

TFX Click kabu 365 down 8% MoM in December

Equity Index Daily Futures contracts (Click kabu 365) The total trading volume of Equity Index Daily Futures contracts (Click kabu 365) was 1,926,433 (-21.0% MoM / +169.6% YoY) and its average daily trading volume was 86,087. Items Dec 2020 Trading Volume Daily Average Change on Previous Month Year on Year Change Click kabu 365 1,926,433…

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FCA warning
December 30, 2020 BY Steffy Bogdanova

Compare UK Bonds, Heronsgate Capital Limited and others added to FCA's warning list

Compare UK Bonds / compare-uk-bonds Address: 12 Constance St, London E16 2DQ Telephone: 0203 991 9738 Email: [email protected] Website: www.compare-uk-bonds.co.uk Heronsgate Capital Limited (Clone of FCA authorised firm) Tel: +1 (305) 998-6062 Email: [email protected] Website: www.heronsgatecapltd.com Full Funding Circle / Fullfunding Circle (clone of FCA authorised firm) Tel: 08452200369 Email: [email protected] Website: www.fullfunding-circle.com Guardian Bonds…

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Hong Kong SFC
December 23, 2020 BY Steffy Bogdanova

Hong Kong SFC fines Fulbright Securities Limited $3.6 million

The regulator also found that Fulbright failed to report these incidents to the SFC immediately upon discovering them. In deciding the disciplinary sanction, the SFC took into account that adequate and effective internal control systems are fundamental to the fitness and properness of a licensed corporation and that Fulbright’s short selling failures lasted for at…

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CFTC
December 23, 2020 BY Steffy Bogdanova

CFTC orders more than $255K restitution in forex fraud case

The consent order finds that between April 2017 and February 2019, Pyatt accepted $276,850 from pool participants to trade commodity futures and forex. The US watchdog also discovered that Pyatt misappropriated most of pool participants’ funds for business expenses and personal use, and to make Ponzi-like payments to other pool participants, while using only a…

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FCA warning
December 22, 2020 BY Steffy Bogdanova

MIR Capital S.C.A, Lombard London and others added to FCA's warning list

MIR Capital S.C.A Addresses: One Canada Square, Canary Wharf, London, United Kingdom E14 5AB; Luxembourg Office (Headquarters), 19-21 boulevard du Prince Henri, Luxembourg L-1724 TelePhone: +44 20 71839831, +44 20 7183 9851, +352 20 88 27 72 Email: [email protected], [email protected], [email protected], [email protected], [email protected], [email protected] Website: https://www.mircapitalsca.com/ Lombard London / Lombard AM (Clone of FCA authorised…

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ASIC
December 22, 2020 BY Steffy Bogdanova

Former Australian financial adviser pleads guilty to theft

The former Syndey financial advisor pleaded guilty to a charge that, between June 2011 and April 2012, he used his position as a director dishonestly, with the intention of gaining advantage for either himself or Flowers Financial Management, by causing the transfer/withdrawal of $179,500 of seed capital. Flowers also pleaded guilty to a charge that,…

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