The U.S. Securities and Exchange Commission (SEC) has announced that two U.S.-based subsidiaries of German financial services giant Deutsche Bank AG…
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News
FCA warns against General Asset Management clone firm
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm General Asset Management. Fraudsters are using…
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New Zealand FMA warns against Prosperous International Limited
The Financial Markets Authority (FMA) has just issued a warning against a company called Prosperous International Limited, operating at website…
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CySEC suspends CIF license of Retail FX broker IGM Forex Ltd
Cyprus financial regulator CySEC has suspended the CIF license of Limassol-based FX broker IGM Forex. CySEC stated that its decision…
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CSA highlights common deficiencies in issuers’ continuous disclosure
The Canadian Securities Administrators (CSA) has published Staff Notice 51-355 Continuous Disclosure Review Program Activities for the fiscal years ended…
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Chinese yuan sliding as Government adds stimulus
The following guest post is courtesy of Jasper Lawler, Senior Market Analyst at FCA regulated broker LCG. Do you have an idea…
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“Prediction Market” companies fined $3 million for illegally trading binary options
The Commodity Futures Trading Commission (CFTC) today announced that on July 5, 2018, Senior Judge Royce C. Lamberth of the…
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BNP Paribas Asset Management names Jane Ambachtsheer Global Head Of Sustainability
BNP Paribas Asset Management (BNPP AM) has just announced the appointment of Jane Ambachtsheer as Global Head of Sustainability. She…
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CFTC reduces risk for customer funds held by derivatives clearing organizations
The Commodity Futures Trading Commission (CFTC) has unanimously approved an order that allows registered derivatives clearing organizations (DCOs) to invest…
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What Malta’s new legislation means for crypto and blockchain businesses
Following the passing of recent regulation, and the relocation of a number of crypto and blockchain business, Malta is quickly…
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