The UK watchdog also discovered concerning details about BDSwiss’ sales and marketing practices such as use of misleading financial promotions,…
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Whistleblowers receives more than $4 million from SEC
Emily Pasquinelli, Acting Chief of the SEC’s Office of the Whistleblower said: Today’s awards underscore the important role that whistleblowers…
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CySEC extends license suspension of FXGM operator, Depaho
During the suspension, Depaho is not allowed to conduct investment activities and provide investment services or advertise itself as a…
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IOSCO keeps watch on SPACs as Britain eases the rules
IOSCO’s members include U.S. Securities & Exchange Commission (SEC), the Financial Conduct Authority in Britain (FCA), as well as…
Read MoreCySEC warns about impersonators
The regulator reminded that these scams are seen often and could be a part of a bigger, sophisticated online campaign…
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Former Trade Wind financial advisor banned for five years by ASIC
Other issues surrounding Trade Wind included the failure to provide audited accounts for both 2019 and 2020. There was also…
Read MoreWhistleblower receives more than $1 million from SEC
So far, the agency has awarded over $939 million to a total of 182 individuals since the first award was…
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SEC files charges in binary options fraud case
Moreover, it has been alleged that the salespeople would inform potential investors that the only time the broker made any…
Read MoreCySEC suspends the CIF licence of Depaho, operator of FXGM
The Cyprus watchdog went on to list other suspected violations and noted that the investment firm: does not appear to…
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CFTC announces six charges in commodities fraud case
The Acting Director of Enforcement, Vincent McGonagle commented: As today’s enforcement action shows, the CFTC will vigorously investigate and seek…
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