Cyprus financial regulator CySEC, in apparent response to an increase in CIF license applications from FCA regulated firms, has issued…
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Regulations
FCA warns brokers against pushing ‘replacement’ products to leveraged CFDs
UK financial regulator The FCA has issued a statement targeted to brokers, regarding the selling of high-risk speculative investments to…
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CFTC sues Forex Broker JAFX for taking US based customers
The U.S. Commodity Futures Trading Commission (CFTC) has announced that it has filed a civil enforcement action in the U.S. District…
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Nordic Credit Rating AS registered as credit rating agency
The EFTA Surveillance Authority (EFTA SA) has just announced that it has registered today the Nordic Credit Rating AS (NCR)…
Read MoreCySEC launches Innovation hub to bring together FinTech and RegTech
Cyprus financial regulator The Cyprus Securities and Exchange Commission (CySEC) has announced the establishment of its Innovation Hub, designed to…
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Thomson Reuters helps financial industry meet European AnaCredit regulations
Information giant Thomson Reuters (NYSE:TRI) has announced that it has expanded its legal entity data service to help the financial…
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Virtu gets approved for High Speed Trading from Japan’s FSA
Virtu Financial, Inc. (NASDAQ:VIRT), a technology-enabled market maker and liquidity provider to the global financial markets, has just announced that…
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FCA approach to Brexit: temporary passports and cliff edge risks
A week after the EU’s financial regulatory body ESMA issued a fairly stern warning to both EEA and UK financial…
Read MoreASIC review: 80% of Binary Options traders lose money, CFDs – 72%, FX – 63%
Australia financial regulator ASIC has issued what amounts to a warning to FX, CFD and Binary Options brokers in the…
Read MoreASIC accepts court enforceable undertaking from Vantage Global Prime to address systems and controls inadequacies within its CFD business
Australia financial regulator ASIC has announced that it has accepted a court enforceable undertaking from Vantage Global Prime, to address…
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