The Hong Kong Securities and Futures Commission (SFC) announced today that it has banned Ye Feng from re-entering the industry…
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Tag: SFC
Ex-Convoy Global Executive Directors and broker’s general manager charged with fraud
Hong Kong regulator SFC has announced earlier today that the ICAC has just charged five other individuals with conspiracy to…
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Nine Masts Capital Limited fined $1.2m over naked short selling
The Hong Kong Securities and Futures Commission (SFC) announced that it has fined the company Nine Masts Capital Limited $1.2…
Read MoreHong Kong SFC updates listing rules protecting investors
The Hong Kong Securities and Futures Commission (SFC) released the current issue of its SFC Regulatory Bulletin: Listed Corporations, which…
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SFC sets out new regulatory approach for virtual assets
The Hong Kong Securities and Futures Commission (SFC) has issued a statement setting out a new approach which aims to…
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SFC concludes further consultation on the financial resources rules
The Hong Kong Securities and Futures Commission (SFC) has released conclusions to the further consultation on proposed amendments to update…
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SFC concludes consultation on amendments to anti-money laundering
The Hong Kong Securities and Futures Commission (SFC) has just informed the public that it has today released consultation conclusions…
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SFC’s appeal against MMT decision on insider dealing in Asia Telemedia Limited shares allowed
The Court of Final Appeal (CFA) has allowed the Hong Kong Securities and Futures Commission’s (SFC) appeal against the Market…
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FCA and SFC sign MoU on UK-Hong Kong mutual recognition of funds
The Financial Conduct Authority (FCA) and the Hong Kong Securities and Futures Commission (SFC) have entered into a Memorandum of…
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Hong Kong SFC announces green finance strategic framework
The Hong Kong Securities and Futures Commission (SFC) has announced its strategic framework to contribute to the development of green…
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