The Hong Kong Securities and Futures Commission (SFC) has announced the implementation of the new open-ended fund companies (OFC) regime…
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Tag: SFC
Broker acquitted of illegal short selling
The Eastern Magistrates’ Court has informed the public that it has found Mr Wong Hung not guilty of illegal short…
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Hong Kong’s asset and wealth management business reached $24,270 billion in 2017
The Hong Kong Securities and Futures Commission (SFC) has released the findings of its annual Asset and Wealth Management Activities…
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Hong Kong SFC welcomes appointment of Non-Executive Directors
The Hong Kong Securities and Futures Commission (SFC) has announced that it has welcomed the appointment by the Financial Secretary…
Read MoreSFC standardises rules for prescribing professional investors
The Hong Kong Securities and Futures Commission (SFC) announced that amendments to the Securities and Futures (Professional Investor) Rules (PI…
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SFC consults on amendments to anti-money laundering
The Hong Kong Securities and Futures Commission (SFC) has launched a consultation on proposals to amend the Guideline on Anti-Money…
Read MoreSFC endorses Stock Exchange of Hong Kong’s initiative to tackle backdoor listings
The Hong Kong Securities and Futures Commission (SFC) has shared its support of the proposals in the Stock Exchange of…
Read MoreSFC proposes margin requirements for non-centrally cleared OTC derivatives
The Hong Kong Securities and Futures Commission (SFC) has today launched a two-month consultation on proposals to impose margin requirements…
Read MoreCBIRC and Hong Kong SFC sign MoU
The China Banking and Insurance Regulatory Commission (CBIRC) and the Hong Kong Securities and Futures Commission (SFC) have announced that…
Read MoreSFC imposes a cold-shoulder order against individual
The Hong Kong Securities and Futures Commission (SFC) announced that it has publicly censured and imposed a 24-month cold-shoulder order…
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