Category: Financial Services

Whistleblower
December 02, 2020 BY Steffy Bogdanova

SEC awards joint whistleblowers with over $6 million

So far, the agency has awarded over $728 million to total of 118 individuals since the first award was issued in 2012, including awards to 12 individuals in the first two months of this fiscal year, totaling more than $166 million. Payment of the awards is taken out of an investor protection fund set up by…

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Deutsche Börse
December 02, 2020 BY Steffy Bogdanova

Deutsche Börse’s November turnover up by almost 28% MoM

Divided by class of asset, equities generated around €161.4 billion. Trading ETFs/ETCs/ETNs earned €22.8 billion. The trading volume in bonds was €0.4 billion, in certificates €1.5 billion and in funds €0.2 billion. SAP SE achieved the highest volume from the DAX stock on Xetra in October with €9.1 billion. HelloFresh SE led the MDAX equities…

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HKEX launches its Sustainable and Green Exchange
December 01, 2020 BY Steffy Bogdanova

HKEX launches its Sustainable and Green Exchange

This additional information will allow investors to access a trusted platform for the region’s quickly expanding ‘green sector'. At the same time, the data will act as a benchmark for issuers looking to raise funds for their sustainable projects and will also contribute to the standardisation of sustainability metrics. Globally, in excess of US$30 trillion…

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FCA warning
December 01, 2020 BY Steffy Bogdanova

4TFX, LBP Asset Management and others added to FCA's warning list

4TFX Telephone: +44 208 089 9314 Email: [email protected]; [email protected] Website: https://4tfx.com LBP Asset Management (clone of an EEA authorised firm) Telephone: 02070437497, 02070995107 Address: 20th Floor, the Broadgate Tower, 20 Primrose Street, London, EC2M 3UG E-mail: [email protected], [email protected] Website: http://lbp-am.co.uk/ Markets Pilot Address: Cnr Old and Church Street, P.O. Box 2290, Roseau, Commonwealth of Dominica…

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tfx japan forex click365
December 01, 2020 BY Steffy Bogdanova

TFX Click kabu 365 up almost 26% MoM in November

Equity Index Daily Futures contracts (Click kabu 365) The total trading volume of Equity Index Daily Futures contracts (Click kabu 365) was 2,438,107 (+69.9% MoM / +267.7% YoY) and its average daily trading volume was 116,099. Items Nov 2020 Trading Volume Daily Average Change on Previous Month Year on Year Change Click kabu 365 2,438,107…

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FCA warning
November 27, 2020 BY Steffy Bogdanova

myinvestmentbonds.com, MrGuru and others added to FCA's warning list

myinvestmentbonds.com Website: myinvestmentbonds.com MrGuru / Mr Guru Website: https://mrguru.io/en Email: [email protected]; [email protected]; [email protected]; [email protected] Tel.: +442039369205; +442039369193 Address: 27 Great Marlborough Street, Roseau, Commonwealth of Dominica Finance and Service Limited Telephone: 01617682515 Email: [email protected] Market Pulse / IQ Global Evolution LTD Website: www.marketpulse.com Address: Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Republic of the…

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ASIC, AFS licence
November 27, 2020 BY Steffy Bogdanova

ASIC cancels AFS licences of Jels Financial Group and Selectinvest

The company also failed to lodge its audited accounts for the 2017-19 financial years. Companies holding an AFS licence must lodge their financial statements and auditor’s reports annually. ASIC decided to cancel Selectinvest’s licence because the company failed to maintain its external dispute resolution membership with the Australian Financial Complaints Authority (AFCA) and had failed…

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Canadian regulator BCSC warns against Highgoldminings.com, Crypto Hallmark Investment and others
November 26, 2020 BY Steffy Bogdanova

Canadian regulator BCSC warns against Goldchinapro.com, CloudForexOptions and others

CloudForexOptions purports to be based in located in Miami, Florida and claims to offer plans for investment in cryptocurrencies. The company operates through website www.cloudforexoptions.com. CloudForexOptions, however, is not registered to trade in, or advise on, securities or derivatives in BC. Ebitcoino Limited (Ebitcoino) claims to be based in the United Kingdom, and it claims…

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Moscow Exchange
November 26, 2020 BY Steffy Bogdanova

MOEX launches trading in Ozon ADS

Yury Denisov, CEO of Moscow Exchange, commented: Ozon is one of Russia’s leading e-commerce platforms and an excellent example of successful business evolution from a small start-up to a major public company. Millions of Ozon’s clients now also have the opportunity to become the company’s shareholders. It is particularly pleasing for us that Ozon has…

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Australia
November 24, 2020 BY Steffy Bogdanova

National Stock Exchange of Australia trade acceptance services go live

The exchange plans to to promote DESS as a standalone alternative to CHESS and is now looking for regulatory and government cooperation to allow post-trade participants the choice between using DESS or CHESS as interoperable sub-register systems, via our proposal for a regulated “structural separation” of CHESS and ASX Clear functions. The DESS system will…

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