Broadridge
September 15, 2022 BY Steffy Bogdanova

Broadridge announces partnership with Coinbase

Additionally, Broadridge noted that the integrated solution allows NYFIX clients to route order flow to Coinbase Prime via FIX, an industry standard protocol. US domestic clients are already being offered the solution and the company said that additional regions will be added as regulations allow. Ray Tierney, President of Broadridge Trading and Connectivity Solutions, added:…

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IG Group
September 15, 2022 BY Steffy Bogdanova

IG Group reports total revenue of £241.8 million in Q1FY23

According to the numbers, Core Markets+ total revenue for the quarter came in at £200.3 million, registering an uptick of 5% YoY. tastytrade total revenue in Q1FY23 grew by 62%, or 15% on a pro forma basis. On a constant currency basis, pro forma total revenue stood at $41.1 million, up 1%, driven by additional…

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September 15, 2022 BY Steffy Bogdanova

SEC charges Loop Capital Markets in first case against broker-dealer municipal advisor violation

Furthermore, SEC discovered that Loop Capital did not maintain a system reasonably designed to supervise its municipal securities activities. The regulator noted that its procedures were inadequate, using insufficient methods to identify potential violations of the municipal advisor registration rules. LeeAnn Ghazil Gaunt, Chief of the Enforcement Division’s Public Finance Abuse Unit, said: The municipal…

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