The Financial Markets Authority (FMA) has released the findings of its investigation of potential disclosure breaches during the failure of…
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Tag: FMA
New Zealand FMA warns against Manaia and Partners
The Financial Markets Authority (FMA) has just issued a warning to a company called Manaia and Partners. Manaia and Partners…
Read MoreFMA releases campaign to connect young women with KiwiSaver
The New Zealand Financial Markets Authority (FMA) informed that it is calling on KiwiSaver members to check their annual statements…
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New Zealand FMA issues five warnings for anti-money laundering and CFT act
New Zealand’s Financial Markets Authority (FMA) announced that it has issued formal warnings to five reporting entities under Section 80…
Read MoreNew Zealand’s FMA to hold Directors to account for FSPR abuse, first charges filed
The Financial Markets Authority (FMA) announced that it has filed criminal charges against a company and its New Zealand-based director…
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FMA opens applications for personalised robo-advice
The New Zealand’s Financial Markets Authority (FMA) has announced that it is now open for applications from providers seeking to…
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New Zealand’s FMA publishes first peer-to-peer and crowdfunding statistical returns
The Financial Markets Authority (FMA) has just published its first statistical report on peer-to-peer lending and crowdfunding in New Zealand….
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New Zealand FMA not to seek court action against Goldman Sachs but…
The Financial Markets Authority (FMA) informed that it has concluded an investigation into certain trading activity by Goldman Sachs New…
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New Zealand FMA to allow personalized Robo Advice
The New Zealand Financial Markets Authority (FMA) has announced that it has decided to grant an exemption to enable personalised…
Read MoreNew Zealand’s FMA files insider trading charges
The Financial Markets Authority (FMA) announced that has filed criminal charges against an individual in the Auckland District Court alleging…
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