So far, the agency has awarded over $901 million to a total of 163 individuals since the first award was issued in 2012. Payment of the awards is taken out of an investor protection fund set up by Congress. It is financed through monetary sanctions of security law violations paid to SEC. To be eligible…
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Between 2011 and 2017, Evtimova served as Head of Legal at Barclays Capital. In the period 1998-2011, she worked at the Moscow branch of Credit Suisse, where she was promoted from a specialist to Head of Legal and Compliance. In the beginning of her career, Evtimova worked as a lawyer at major Russian investment firm…
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The UK regulator said that the changes were mainly technological but that has not affected the way firms provide data and data items and relevant forms have not changed as a result of the move. Because of RegData’s flexible technology, the platform allows issues to be fixed quickly and to make ongoing improvements to user…
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Currently, Thakrar serves as Non-Executive Director at Treatt plc, The Alumasc Group plc, Sanderson Design Group plc and RSM UK. With his new appointment, he will become Chair of the Group's Audit Committee and serve as a member of the Remuneration and Nominations committees. Accordingly, the Group’s Audit Committee consists of Vijay Thakrar (Chair), Clive…
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By analysing the market data available in the public sphere alongside its own database of anonymous yet permissioned client trades, the proprietary modelling from TradingHub can determine more precise mid-prices both intraday and spanning all product types and asset classes. The data is also able to provide support for TEAM’s very own order routing tool,…
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GOLD Gold just reached a new four-month-high, before slightly curbing its recovery. Buyers are moving to gold, in response to a combination of factors. The two most notable are surely the weakness of the greenback, with the Dollar Index at its lowest for 3 months, and inflation fears. Moreover, risk-on has slowed down, with a…
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The SEC first filed charges against the owner of 1 Global Capital back in 2018, alongside a number of other relevant individuals, on the grounds that they had been reported to have been trading unregistered securities. Such transactions resulted in the defrauding of well over 3,600 investors. Following the charges, The SEC stated that the…
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24Options's operation was also banned by other regulators. Rodeler was also banned in the UK by the Financial Conduct Authority in June 2020 for using fake endorsements from celebrities on social media and webpages to attract consumers. The French regulator AMF banned Rodeler Limited from providing services to both new and existing clients in France…
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David Harris, Global Head of Sustainable Finance, Data & Analytics, added: Sustainable finance is now close to the tipping point where it will become the norm. The finance and investment community can drive the solutions to secure a sustainable and net zero-emission future. To achieve this there is a need for robust data and analytics.…
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Tamas Szabo, Pepperstone Group CEO, commented: With global interest and volatility around equities at an all-time high, it was very important for us to deliver the products our clients have been asking for. The new range of equities in MetaTrader 5 provides a faster and more efficient way for our clients to trade in world's…
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