Tag: UBS

Acquisition
May 06, 2021 BY Steffy Bogdanova

Deutsche Börse to acquire remaining 49% of Clearstream Fund Centre

Stephan Leithner, Member of the Executive Board of Deutsche Börse AG and Clearstream Chairman, said: Clearstream Fund Centre has proved to be a highly complementary business for Clearstream’s fund operations businesses. Our two-step integration approach with UBS has enabled a seamless transition for clients and laid the perfect basis for our continued, long-term partnership with…

Read more
UBS announces changes to the Executive Board
April 27, 2021 BY Steffy Bogdanova

UBS announces changes to the Executive Board

Group Chief Executive Officer Ralph Hamers commented: I’m excited to welcome Mike Dargan to the GEB in his expanded role. Given his strong track record and in-depth expertise, I’m confident that he is the right leader to help us achieve our strategic ambitions in the digital and technology space by bringing the best experience to…

Read more
Robert Karofsky appointed sole President of UBS Investment Bank
February 15, 2021 BY Steffy Bogdanova

Robert Karofsky appointed sole President of UBS Investment Bank

In September 2018, Novelli and Karofsky became Co-Presidents of the firm, Karofsky having joined UBS leading the equities business globally back in 2014. Robert Karofsky then went on to leverage his market experience by leading the Investment Bank’s digital transformation efforts. Karofsky and Novelli’s partnership has proven fruitful for UBS. Together they reshaped the Investment…

Read more
Hong Kong SFC
August 31, 2020 BY Steffy Bogdanova

Hong Kong SFC bans former UBS advisor for eight months

Without approval from the settlor, Lo attached a signature from the settlor she obtained from a scanned version of a previous signed letter. She submitted it to the trustee as a normal valid document. The Hong Kong watchdog considers Lo’s conduct dishonest, however it takes into account she has a clean disciplinary record so far.…

Read more
Forex Weekly Look Back
July 24, 2020 BY Steffy Bogdanova

Forex Weekly Look Back: IG reports successful financial year, market situation in Germany explained

The World Federation of Exchanges (WFE), the global industry group for exchanges and CCPs, began developing common taxonomy for stablecoins which will also cover crypto-assets more broadly. The development of taxonomy will create common regulatory classifications of the sablecoins in response to their recent growth before they fragment any further. The WFE asked the Financial Stability…

Read more
The Swiss Stock Exchange adds RIZE ETFs of medical cannabis and cyber security.
July 02, 2020 BY Steffy Bogdanova

UBS and Finanz und Wirtschaft join the SIX Stage Program

Listed companies benefit from independent research reports that include market-relevant data and information on the company. Distributed by banks, these reports target potential investors in order to increase the company’s visibility. Issuers and banks don’t have influence over the distribution of research mandates to avoid conflict of interest. Clients of the Stage Program who want…

Read more