Stephan Leithner, Member of the Executive Board of Deutsche Börse AG and Clearstream Chairman, said: Clearstream Fund Centre has proved…
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UBS announces changes to the Executive Board
Group Chief Executive Officer Ralph Hamers commented: I’m excited to welcome Mike Dargan to the GEB in his expanded role….
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Forex Weekly Look Back: Plus500 reports strong revenue for the year, Fullerton Markets adds MT5 platform
Executed over several days in the first week of February this year in order to limit market slippage, Tesla made…
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Robert Karofsky appointed sole President of UBS Investment Bank
In September 2018, Novelli and Karofsky became Co-Presidents of the firm, Karofsky having joined UBS leading the equities business globally…
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Hong Kong SFC bans former UBS advisor for eight months
Without approval from the settlor, Lo attached a signature from the settlor she obtained from a scanned version of a…
Read MoreForex Weekly Look Back: IG reports successful financial year, market situation in Germany explained
The World Federation of Exchanges (WFE), the global industry group for exchanges and CCPs, began developing common taxonomy for stablecoins…
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UBS to pay $10 million in settling charges for “flipping” municipal bond offering
SEC has previously brought similar charges of municipal bond offering “flipping” and retail order period abuses in August 2018, December…
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UBS and Finanz und Wirtschaft join the SIX Stage Program
Listed companies benefit from independent research reports that include market-relevant data and information on the company. Distributed by banks, these…
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Clearstream and UBS to become partners in fund distribution services
Clearstream and UBS to embark on a long term partnership in investment fund services, Deutsche Börse Group announced yesterday. Clearstream…
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Major banks adopt Droit fully-digitized MiFID II trade compliance solution
Six major global banks announced that they have adopted the first fully-digitized MiFID II trade compliance engine for the financial…
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