Without approval from the settlor, Lo attached a signature from the settlor she obtained from a scanned version of a…
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Forex Weekly Look Back: IG reports successful financial year, market situation in Germany explained
The World Federation of Exchanges (WFE), the global industry group for exchanges and CCPs, began developing common taxonomy for stablecoins…
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UBS to pay $10 million in settling charges for “flipping” municipal bond offering
SEC has previously brought similar charges of municipal bond offering “flipping” and retail order period abuses in August 2018, December…
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UBS and Finanz und Wirtschaft join the SIX Stage Program
Listed companies benefit from independent research reports that include market-relevant data and information on the company. Distributed by banks, these…
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Clearstream and UBS to become partners in fund distribution services
Clearstream and UBS to embark on a long term partnership in investment fund services, Deutsche Börse Group announced yesterday. Clearstream…
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Major banks adopt Droit fully-digitized MiFID II trade compliance solution
Six major global banks announced that they have adopted the first fully-digitized MiFID II trade compliance engine for the financial…
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BNP Paribas, Goldman Sachs, Lloyds, UBS choose Droit for MiFID II trade engine
Five of world’s leading financial institutions have committed to using Droit Financial Technologies as their choice for MiFID II trade…
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UBS: Nasdaq is undergoing a transformation, and it could lift the stock 25%
One of the top stock exchanges in the US could see its stock price increase by 25% over the next…
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HQLAᵡ selects Corda for collateral lending solution in collaboration with R3 and five banks
Financial innovation firm R3, five of its members and financial resource management specialist HQLAᵡ have built a collateral lending solution…
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Solactive introduces Global Gender Diversity Index licensed to UBS
The innovative German index provider Solactive has announced that is launching the Solactive Global Gender Diversity Index which will be…
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