Erin Schneider, Director of the SEC’s San Francisco Regional Office commented: We allege that the Bohras repeatedly and systematically used…
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Insider trader sent to prison for three years for trading in Big Un shares
Throughout the course of the investigation, Ho co-operated with ASIC, participated in voluntary interviews and provided documents. Ho also formally…
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Former CEO of Sirtex Medical sentenced for insider trading
In October 2016 Wong having inside information on Sirtex’s sales sold 74,968 Sirtex shares and gained more than $2 million….
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Investment banking analyst charged with insider trading
The Securities and Exchange Commission (SEC) has yesterday charged an analyst at an international investment bank with insider trading. According…
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Hacker jailed for insider trading
Australian regulator ASIC announced earlier today that IT consultant Steven Oakes has been sentenced to a total effective sentence of…
Read MoreFormer senior Apple attorney charged with insider trading
The US Securities and Exchange Commission (SEC) yesterday opened insider trading charges against a former senior Apple Inc.(NASDAQ:AAPL) attorney named…
Read MoreSEC settles insider trading claims against former CEO of Advanced Medical Optics
The Securities and Exchange Commission (SEC) has announced that it has agreed to resolve its insider trading claims against James…
Read MoreFormer CEO of Sirtex Medical Limited charged with insider trading
Mr Gilman Edwin Wong, the former Chief Executive Officer and director of Sirtex Medical Limited, appeared yesterday at the Downing…
Read MoreProfessional football player and former investment banker charged with insider trading
The Securities and Exchange Commission (SEC) has announced that it has charged a professional football player and a former investment…
Read MoreFormer director of mining company found guilty of insider trading
Australian regulator ASIC has announced that Mr Darren James Lind, aged 47 of Brighton, South Australia, has been found guilty…
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