The new policy grants immunity to the first individual who satisfies the immunity criteria and reports the misconduct to ASIC…
Read More
FCA starts criminal proceedings against Goldman Sachs analyst and his brother for insider trading
Allegedly, between 15 July 2016 and 4 December 2017, the two brothers were involved in trading in stocks of the…
Read More
BaFin suspects employee of Wirecard insider-trading
Fabio De Masi, one of the German lawmakers driving a parliamentary inquiry into the affair, commented: “The finance ministry saw…
Read More
Former Amazon finance manager charged with insider trading
Erin Schneider, Director of the SEC’s San Francisco Regional Office commented: We allege that the Bohras repeatedly and systematically used…
Read MoreInsider trader sent to prison for three years for trading in Big Un shares
Throughout the course of the investigation, Ho co-operated with ASIC, participated in voluntary interviews and provided documents. Ho also formally…
Read More
Former CEO of Sirtex Medical sentenced for insider trading
In October 2016 Wong having inside information on Sirtex’s sales sold 74,968 Sirtex shares and gained more than $2 million….
Read More
Investment banking analyst charged with insider trading
The Securities and Exchange Commission (SEC) has yesterday charged an analyst at an international investment bank with insider trading. According…
Read More
Hacker jailed for insider trading
Australian regulator ASIC announced earlier today that IT consultant Steven Oakes has been sentenced to a total effective sentence of…
Read MoreFormer senior Apple attorney charged with insider trading
The US Securities and Exchange Commission (SEC) yesterday opened insider trading charges against a former senior Apple Inc.(NASDAQ:AAPL) attorney named…
Read MoreSEC settles insider trading claims against former CEO of Advanced Medical Optics
The Securities and Exchange Commission (SEC) has announced that it has agreed to resolve its insider trading claims against James…
Read More