Category: Financial Services

March 26, 2020 BY Steffy Bogdanova

UK regulators issue a joint letter to the UK banks to protect the UK economy and jobs

The UK regulation authorities announced last week a set of unprecedented measures to support UK businesses and protect jobs: For large firms of investment grade or equivalent, the COVID Corporate Financing Facility (CCFF) will provide additional help to address disruptions in the cashflow caused by the Covid-19 pandemic. For small and medium-sized businesses (SMEs), the…

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March 25, 2020 BY Steffy Bogdanova

Refinitiv expands partnership with ModuleQ and invests in its app

The partnership will allow the companies to integrate selected Refinitiv content. This content may include Aftermarket Research and Company Profiles. This will enable the ModuleQ app to extract important business observation and understanding related to the fast-changing priorities of individual users. Ben Shepherd, Chief Strategy and Innovation Officer at Refinitiv said: The difference between winning…

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fca warning
March 25, 2020 BY Steffy Bogdanova

Parantoux Trading, Capital Seven and others added to FCA warning list

Parantoux Trading Address: Two International Finance Centre 8 Finance Street, Central, Hong Kong; 745 Fifth Avenue, Suite 500, New York, NY 10151; Level 42, Suntec Tower Three 8 Temasek Boulevard Singapore 038988; GBC, 12 Tuckey's Lane, Gibraltar GX11 1AA Telephone: +85258033608; +13472693170; +6531580466; +35022504016 Email: [email protected]; [email protected]; [email protected]; [email protected] Website: www.parantouxtrading.com Capital Seven / Capital…

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March 25, 2020 BY Steffy Bogdanova

New Zealand FMA adds Tung Shun Securities and AB Research Partners to its warning list

The agency reported to have received a report from a New Zealand resident who was cold-called by Tung Shun Securities Limited regarding investment opportunities in AB Research Partners Inc. Neither of the two companies, Tung Shun Securities Limited and AB Research Partners Inc, has been registered as a financial service provider in New Zealand. The companies are…

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March 25, 2020 BY Steffy Bogdanova

SEC charges penny stock dealer for failing to register

Carolyn Welshhans, Associate Director in the Division of Enforcement stated: The privilege of being a dealer in our securities market comes with important responsibilities and regulatory obligations, including submitting to regulatory inspections and oversight of operations. By failing to register with the Commission, Mr. Keener evaded important safeguards that help protect the integrity of our…

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TMX Group
March 24, 2020 BY Steffy Bogdanova

Toronto Stock Exchange and TSX Venture Exchange to take relief measures for listed insurers in response to Covid-19

Loui Anastasopoulos, President, Capital Formation, TMX Group said: The profound impacts of the COVID-19 crisis are being felt across all industries and companies, including emerging and established listed companies in Canada and around the world. Public companies play a vital role in the success and long-term viability of Canada's economy and constitute a crucial segment…

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