The review found that some procedures in place in both FREP and BaFin could use some improvement, as well as the selection and examination of issuers. The review also identified independence and conflict of interests in FREP and cooperation issues between the two authorities. ESMA invited BaFin and the European Commission to investigate whether the…
Read more
Ed Tilly, Chairman, President and Chief Executive Officer of Cboe Global Markets, said: As the pioneer of the VIX Index and volatility trading, Cboe is pleased to further expand our VIX product suite with a mini contract that aims to bring VIX futures trading to a larger universe of investors and serve a variety of…
Read more
So far, the agency has awarded over $505 million to 87 individuals for their help since the first award was issued in 2012. Payment of the awards is taken out of an investor protection fund set up by Congress. It is financed through monetary sanctions of security law violations paid to SEC. To be eligible…
Read more
CFTC Director of Enforcement James McDonald said: This case underscores, once again, that the Commission will continue working with our regulatory partners to ensure the integrity of our markets, including those involving digital assets. Rooting out misconduct is essential to furthering the responsible development of these innovative financial products. The CFTC found that between December…
Read more
The SFC discovered that from July to September 2012, solicited two customers to invest in a WWGL-operated investment scheme with futures contracts and options. Chan guaranteed a 5% monthly return rate in three months’ time. The investors gave a total of $850,000 a d lost approximately $710,000. The Hong Kong regulator found that WWGL dealt…
Read more
The US watchdog charged the defendants in February this year with fraud and misappropriation of funds in a Forex trading scheme. The defendants misappropriated around 440,000 from 12 customers. PPR mislead customers to believe that McDonald was profitably trading Forex and promised them their accounts would grow in value 10 to 50% per month. In…
Read more
Bond Compare UK Address: Hamilton House, Mabledon Place, London, WC1H 9BD Email: [email protected] Website: www.bondcompareuk.com Interactive Trade Address: Dristor Solutions Ltd, registration number 25201 IBC 2018, Suite 305, Griffith Corporate Centre, Beachmont, P.O. Box 1510, Kingstown, Saint Vincent and the Grenadines Telephone: +41565083272 Email: [email protected] , [email protected] , [email protected] ITI Capital Limited/ Itistocks brokers (clone…
Read more
Yiu added: HKEX is committed to investing in the further development of Stock Connect and related services, as we make our markets even more attractive and competitive for our global clients. The original SPSA service was set up in 2015 for institutional investors, taking away the need to transfer shares they control to executing brokers…
Read more
Total equity index futures traded volume on SGX increased 20% MoM in June to 14.5 million contracts, the highest in three months. Nikkei 225 Index Futures lead by 54% MoM rise in traded volume to 2.23 million contracts. MSCI Singapore Index Futures traded volume grew 14% MoM, while FTSE China A50 and Nifty 50 index…
Read more
Alain Picard, Head Trading Sales & Management, Securities & Exchanges, SIX said: We are delighted to welcome Rize ETF to the Swiss Stock Exchange. The listing of two innovative ETFs further broadens our platform and enables investors to benefit from exposure to thematic market trends. With the newly launched products of Rize ETF, the offering…
Read more