Category: Financial Services

CME Group
October 28, 2020 BY Steffy Bogdanova

CME Group reports 15% YoY drop in revenue for the third quarter

CME Group Chairman and Chief Executive Officer Terry Duffy commented: Despite the many challenges created by the ongoing pandemic, our metals, equities, agriculture and data services businesses showed strong performance during the third quarter. Likewise, we continued to innovate amid the extreme uncertainty, announcing a number of new products and services across asset classes, including…

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AMF alerts list
October 27, 2020 BY Steffy Bogdanova

French AMF issues warning on Vuelex

The AMF reported that Vuelex is offering advisory management and discretionary management services to retail investors. However, Vuelex does not have any legal status authorising it to offer investors in France financial investment advice or third-party portfolio management services, nor any other investment services, for that matter. Read More: AMF issues warning on websites gfoltd,…

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Whistleblower
October 26, 2020 BY Steffy Bogdanova

Whistleblower receives record $114 million award from SEC

Jane Norberg, Chief of the SEC’s Office of the Whistleblower said: The actions of the whistleblower awarded today were extraordinary. After repeatedly reporting concerns internally, and despite personal and professional hardships, the whistleblower alerted the SEC and the other agency of the wrongdoing and provided substantial, ongoing assistance that proved critical to the success of…

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Swiss Stock Exchange
October 26, 2020 BY Steffy Bogdanova

SIX ETF market report reveals calmer third quarter for 2020

The supply of ETFs increased slightly in the third quarter with a plus of 66 units. The focus fell on equity ETFs, especially thematic offerings and those with a focus on sustainability. Commodity ETFs remain in high demand and with high price. Trading volumes fell in all asset classes except commodities and others between July…

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FCA warning
October 23, 2020 BY Steffy Bogdanova

Liverpool Victoria Financial Services, Fidelity International and others added to FCA's warning list

Liverpool Victoria Financial Services (Clone of FCA authorised firm) Telephone: 01202985193 Email: [email protected] Website: buy.highyieldinvestmentbond.com Fidelity International / Fidelity plc (Clone of FCA authorised firm, recognised product and UK registered company) Telephone: 02038076755 Email: [email protected] romeinparis Telephone: 07393202175 Instagram: @romeinparis ICB Capital Address: Street 1615, No:20/A, floor 36, Apt 315, Aerodrom, Skopje, Republic Of North…

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FCA warning
October 22, 2020 BY Steffy Bogdanova

Capital24 Option, ODD Asset Management and others added to FCA's warning list

Capital24 Option (clone of FCA authorised firm) Address: Stag House, Old London Road, Hertford, 13 7LA Telephone: +1(404) 458-7019 Email: [email protected] Website: www.capital24option.com O.D.D. ASSET MANAGEMENT / ODD Asset Management (Clone of FCA authorised firm) Telephone: +442071830517 Email: [email protected], [email protected] Website: www.oddassetmanagement.com Thebondlab.com Address: 33 Cavendish Square Marylebone W1G ODT Telephone: 0207 442 5979 Email:…

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CySEC
October 20, 2020 BY Steffy Bogdanova

CySEC issues warnings for websites fxpb, avexcapital and others

CySEC urges investors to consult its website, before conducting business with investment firms, in order to ascertain the entities which are licensed to provide investment services and/or investment activities. Read More: Depaho Limited settles charges with CySEC with €270K fine CySEC issues warnings for websites classicfx24trade, safeoptions24 and others CySEC issues warnings for websites elite-fxmarket.com,…

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FCA warning
October 19, 2020 BY Steffy Bogdanova

Eirgon, The Investment Checker and others added to FCA's warning list

Eirgon Website: www.eirgon.com The Investment Checker Address: 37th Floor 1 Canada Square, Canary Wharf, London E14 5AB Email: [email protected] Website: Theinvestmentchecker.com Independent Financial Securities Address: 8th floor, 42E 49th Street, New York, NY 10017, United States Telephone: +1 347 752 4906 Fax: +1 347 679 6112 Email: [email protected] Website: www.independantfinancialsec.com Clara Currency Analyst / Clara…

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FCA warning
October 16, 2020 BY Steffy Bogdanova

Aegon London, Infinity Loans and others added to FCA's warning list

Aegon London (Clone of an FCA authorised firm) Address: The Leadenhall Building, 122 Leadenhall St, Lime Street, London, EC3V 4AB Telephone: +442031908789 Email: [email protected], [email protected], [email protected] Website: www.aegonlondon.com, www.aegonlimited.com Infinity Loans / Chetwood Financial (clone of an FCA authorised firm) Email: [email protected] Website: www.infinityloans.uk Moneycorp life and wealth investment Management (Clone of EEA authorised firm)…

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Whistleblower
October 16, 2020 BY Steffy Bogdanova

Whistleblower receives $800K award from SEC

So far, the agency has awarded over $562 million to total of 107 individuals since the first award was issued in 2012. Payment of the awards is taken out of an investor protection fund set up by Congress. It is financed through monetary sanctions of security law violations paid to SEC. To be eligible for…

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