Interest Rate Futures contracts The trading volume of Three-month Euroyen futures was 14,635 (+48.4% MoM / -80.4% YoY) and its average daily volume was 732. Items Sep 2020 Trading Volume Daily Average Change on Previous Month Year on Year Change Total of Interest Rate Futures contracts 14,635 732 48.4% -80.4% Three-month Euroyen futures 14,635 732…
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The US watchdog stated that as a result, Morgan Stanley should have netted the long and short positions of both units together or across the entire broker-dealer and marked the orders as long or short based on that netting. The SEC considers that the failure to do that resulted in Morgan Stanley improperly made certain…
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The SFC found that the failures committed by CCBIC and BIAL, as the sole sponsor in the listing applications of Fujian Dongya Aquatic Products Co., Ltd. (Fujian Dongya) and China Huinong Capital Group Company Limited (China Huinong) respectively, were attributable to the neglect on the part of Lai. Lai, who was a Managing Director of…
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According to the regulator's order, from 2014 to 2016, the company failed to supervise accounts by not following its policy regarding trade move requests and having inadequate policies and procedures for reviewing customer accounts, introduced by Foremost Trading LLC and traded by the company’s principal, Mark Miller.. Gain also failed to ensure that its employees…
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According to the regulator, Moore breached a contractual agreement between BGC and a referring broker by: charging unpermitted spreads on transactions entered on behalf of a number of accounts of clients referred to BGC by the referring broker; and trading at prices other than the agreed independent valuation on transactions entered on behalf of a…
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The CFTC imposed a $135,000 civil monetary penalty against Donino and suspended him from trading for three months. The US watchdog found FNY Partners Fund vicariously liable for Donino’s spoofing. The CFTC imposed a fine in the amount of $450,000 on the company. Division of Enforcement Director James McDonald commented: This enforcement action demonstrates the…
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TMX will acquire the company for $165 million in total consideration, which includes $30 million of cash for regulatory and non-regulatory purposes, subject to customary closing conditions and working capital adjustments. AST Investor Services Inc. (Canada) and AST Trust Company (Canada)'s portfolio of products and services include transfer agency services, equity plan solutions, corporate trust,…
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Following CySEC investigation, the regulator discovered that the violations occurred between January 2018 and July 2019. CySEC revealed that that Depaho violated organisational requirement, as well as CIF authorization provisions, order execution requirements, principles and information of clients and had a conflict of interest. Read More: CySEC issues warnings for websites classicfx24trade, safeoptions24 and others…
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Cryptenix Address: 238 Agias Fylaxeos street, 3082 Limassol Cyprus Telephone: +441613941524, +442038073108, +442080898580 Email: [email protected] Website: www.cryptenix.com Invest Bonds UK Address: 37th Floor One Canada Square Canary Wharf London E14 5AB Email: [email protected] Website: www.investbondsuk.com/ Compare Property Bonds UK Address: 24 Aston Court London E11 2AR Telephone: 0207 7581789 Email: info@ComparePropertyBondsUK Website: www.compareukpropertybonds.com/ ISA Advisor…
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AMF added the following websites to its blacklist: www.gfoltd.com www.glb-groupe.com gb-patrimoine-paris.com www.patrimoine-partenaires.com www.nortia-groupe.com vinneo.fr corsaircpl.com www.pjp-epargne-whisky.com www.opp-capital.com/ www.sudfactoring.com/ one-parking.co.uk https://octogroupe.com https://alphani-ltd.com dma-finance.com www.gemicpl.com www.cap-de-france.com/index.html www.mage-champagne.com www.ml-capital.fr 24primeoption.com Read More: AMF issues warning on websites createcapitalinvest.com, sudfactoring.com and others AMF issues warning on websites fortiscapitalmanagers.com, wavetomarkets.com and others French AMF warns against several companies
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