Australian watchdog ASIC has announced yesterday that it has extended the suspension of the Australian financial services (AFS) licence held…
Read More
ASIC secures regulatory proceedings against USGFX representatives
The Australian Securities & Investments Commission (ASIC) has announced that the Federal Court in Sydney has issues asset restraint orders against Corporate…
Read More
Australian watchdog cancels the AFS licence of KP International Group Australia
Australian regulator ASIC has announced earlier today that it has cancelled the Australian financial services (AFS) licence of Sydney-based financial…
Read MoreASIC suspends Australian Golden Securities Ltd’s AFS licence
Australian regulator ASIC has announced earlier today that it has suspended the Australian financial services (AFS) licence of Melbourne-based financial…
Read More
ASIC reports on assessment of the markets operated by Bloomberg Tradebook Australia
Australian regulator ASIC has yesterday reported on its assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd (BTA)….
Read MoreASIC suspends KP International Group Australia’s AFS licence
Australian regulator ASIC has announced earlier today that it has suspended the Australian financial services (AFS) licence of Sydney-based financial…
Read More
ESMA and ASIC to co-operate on Australian benchmarks
EU’s regulator for securities markets (ESMA) and Australia’s regulator ASIC have announced earlier today that they have signed a Memorandum…
Read More
Market manipulation charges for Perth corporate advisor Ananda Kathiravelu
Mr. Ananda Kathiravelu, of Perth, Western Australia, is a a corporate adviser to a series of Australian companies, including Armada…
Read More
Financial Options’ AFS licence suspended until February 2020
Australian regulator announced earlier this week that it has suspended the Australian financial services (AFS) licence of Queensland-based financial services…
Read MoreFormer director of Hudson Resources Limited charged with market manipulation
Australian regulator ASIC informed earlier today that following an investigation, the Former director of Hudson Resources Limited and Raffles Capital…
Read More