The European Securities and Markets Authority (ESMA) announced that its Board has appointed Annemie Rombouts as Chair of the Corporate…
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ASIC launches immunity policy for market manipulation and insider trading
The new policy grants immunity to the first individual who satisfies the immunity criteria and reports the misconduct to ASIC…
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ASIC confirms cyber security incident on its server
The watchdog said it has no evidence that any Australian credit licence application forms or any attachments were opened or…
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ASIC raises crypto scam alert against Alliance Limited
Consumers have alerted the Australian watchdog that they have been unable to get their money back after investing through this…
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ASIC cancels Halifax Investment Services’ AFS licence
On 8 January 2019 the Australian watchdog suspended the Halifax AFS licence until 10 January 2020. The suspension followed the…
Read MoreFormer Australian financial adviser pleads guilty to theft
The former Syndey financial advisor pleaded guilty to a charge that, between June 2011 and April 2012, he used his…
Read MoreForex Weekly Look Back: FXCubic partners with M4Markets, StoneX reports $81.8 million bargain purchase from GAIN acquisition
The Australian Securities and Investments Commission (ASIC) announced raising civil proceedings in Federal Court against Union Standard International Group Pty…
Read MoreASIC sues USGFX and representatives for providing FX services in China
ASIC stated that EuropeFX and TradeFred: provided personal advice to clients without licence to do so; made false or misleading…
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USGFX expects delay in refunding its Australian clients
The Vanuatu Financial Services Commission regulated broker noted that 50% of the withdrawals have been processed so far and the…
Read MoreASIC cancels AFS licences of Jels Financial Group and Selectinvest
The company also failed to lodge its audited accounts for the 2017-19 financial years. Companies holding an AFS licence must…
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