Australian regulator ASIC has announced earlier today that it has suspended the Australian financial services (AFS) licence of Melbourne-based financial…
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ASIC reports on assessment of the markets operated by Bloomberg Tradebook Australia
Australian regulator ASIC has yesterday reported on its assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd (BTA)….
Read MoreASIC suspends KP International Group Australia’s AFS licence
Australian regulator ASIC has announced earlier today that it has suspended the Australian financial services (AFS) licence of Sydney-based financial…
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ESMA and ASIC to co-operate on Australian benchmarks
EU’s regulator for securities markets (ESMA) and Australia’s regulator ASIC have announced earlier today that they have signed a Memorandum…
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Market manipulation charges for Perth corporate advisor Ananda Kathiravelu
Mr. Ananda Kathiravelu, of Perth, Western Australia, is a a corporate adviser to a series of Australian companies, including Armada…
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Financial Options’ AFS licence suspended until February 2020
Australian regulator announced earlier this week that it has suspended the Australian financial services (AFS) licence of Queensland-based financial services…
Read MoreFormer director of Hudson Resources Limited charged with market manipulation
Australian regulator ASIC informed earlier today that following an investigation, the Former director of Hudson Resources Limited and Raffles Capital…
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How will markets react to ASIC’s binaries ban and CFDs restriction?
Two weeks back, the Australian Securities and Investments Commission (ASIC) released a consultation paper, which suggested that, since all other…
Read MoreASIC cancels Platinum Perpetual Global Private Wealth’s AFS licence
Australian regulator ASIC announced earlier today that it has cancelled the Australian financial services (AFS) licence of the company Platinum…
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