Australian Securities and Investments Commission (ASIC) announced today the permanent ban of Queensland financial adviser Warren Scott Acworth from providing…
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АSIC wins in binary options case against One Tech Media, Allianz Metro, Eustace Senese and Yoav Ida
The Federal Court found One Tech Media Ltd, (OTML), Allianz Metro Pty Ltd, Eustace Senese and Yoav Ida in breach…
Read MoreASIC imposes additional licence conditions on BGC
The Australian Securities and Investment Commission (ASIC) has imposed new conditions on the Australian financial services (AFS) licence of BGC…
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ASIC suspends AFS licenses of several financial services providers
The Australian Securities & Investments Commission (ASIC) announced yesterday the suspension of the Australian financial services (AFS) licenses of financial…
Read MoreASIC extends suspension of Halifax Investment Services’ AFS licence
Australian watchdog ASIC has announced yesterday that it has extended the suspension of the Australian financial services (AFS) licence held…
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ASIC secures regulatory proceedings against USGFX representatives
The Australian Securities & Investments Commission (ASIC) has announced that the Federal Court in Sydney has issues asset restraint orders against Corporate…
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Australian watchdog cancels the AFS licence of KP International Group Australia
Australian regulator ASIC has announced earlier today that it has cancelled the Australian financial services (AFS) licence of Sydney-based financial…
Read MoreASIC suspends Australian Golden Securities Ltd’s AFS licence
Australian regulator ASIC has announced earlier today that it has suspended the Australian financial services (AFS) licence of Melbourne-based financial…
Read MoreASIC reports on assessment of the markets operated by Bloomberg Tradebook Australia
Australian regulator ASIC has yesterday reported on its assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd (BTA)….
Read MoreASIC suspends KP International Group Australia’s AFS licence
Australian regulator ASIC has announced earlier today that it has suspended the Australian financial services (AFS) licence of Sydney-based financial…
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