Australian regulator ASIC informed today that it has approved changes to the Australian Financial Complaints Authority (AFCA) Rules which give…
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Tag: ASIC
ASIC issues a protection guidance for AFS licensees against share sale fraud
Australian regulator ASIC has earlier today released its guidance for Australian financial service (AFS) licensees about how they can mitigate…
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ASIC: Incorrect dual authorisation of 58 AFS licensees rectified
Australian regulator ASIC announced earlier today that 58 Australian finance services (AFS) licensees have now had their authorisation revoked. The…
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Australasia Wealth Services and Management’s AFS license suspended
Australian regulator ASIC has announced yesterday that it has just suspended the Australian financial services (AFS) license of Sydney-based financial…
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FCA and ASIC to strengthen cooperation post-Brexit
The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) have just announced that they have…
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New laws to protect financial service consumers in Australia
Australian regulator ASIC just announced that it has welcomed the passage of key financial services reforms contained in the Treasury…
Read MoreASIC removes Morgans Financial Ltd’s additional license conditions
The Australian regulator ASIC informed that it has removed additional license conditions imposed on Morgans Financial Limited back in 2016….
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ASIC and Abu Dhabi Global Market sign co-operation agreement
The Australian Securities and Investments Commission (ASIC) signed an agreement with the Registration Authority (RA) governing the Abu Dhabi Global…
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Matthew McCrow, director at Jade Capital Partners, banned by ASIC
The Australian Securities and Investments Commission (ASIC) today announced that it has banned Matthew McCrow from working in the financial…
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ASIC applauds the enactment of stronger whistleblowing laws
The Australian Securities and Investments Commission (ASIC) issued a statement applauding the enactment of the Treasury Laws Amendment (Enhancing Whistleblower…
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