Category: Regulation

Whistleblower
December 02, 2020 BY Steffy Bogdanova

SEC awards joint whistleblowers with over $6 million

So far, the agency has awarded over $728 million to total of 118 individuals since the first award was issued in 2012, including awards to 12 individuals in the first two months of this fiscal year, totaling more than $166 million. Payment of the awards is taken out of an investor protection fund set up by…

Read more
FCA warning
December 01, 2020 BY Steffy Bogdanova

4TFX, LBP Asset Management and others added to FCA's warning list

4TFX Telephone: +44 208 089 9314 Email: [email protected]; [email protected] Website: https://4tfx.com LBP Asset Management (clone of an EEA authorised firm) Telephone: 02070437497, 02070995107 Address: 20th Floor, the Broadgate Tower, 20 Primrose Street, London, EC2M 3UG E-mail: [email protected], [email protected] Website: http://lbp-am.co.uk/ Markets Pilot Address: Cnr Old and Church Street, P.O. Box 2290, Roseau, Commonwealth of Dominica…

Read more
FCA warning
November 27, 2020 BY Steffy Bogdanova

myinvestmentbonds.com, MrGuru and others added to FCA's warning list

myinvestmentbonds.com Website: myinvestmentbonds.com MrGuru / Mr Guru Website: https://mrguru.io/en Email: [email protected]; [email protected]; [email protected]; [email protected] Tel.: +442039369205; +442039369193 Address: 27 Great Marlborough Street, Roseau, Commonwealth of Dominica Finance and Service Limited Telephone: 01617682515 Email: [email protected] Market Pulse / IQ Global Evolution LTD Website: www.marketpulse.com Address: Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Republic of the…

Read more
ASIC, AFS licence
November 27, 2020 BY Steffy Bogdanova

ASIC cancels AFS licences of Jels Financial Group and Selectinvest

The company also failed to lodge its audited accounts for the 2017-19 financial years. Companies holding an AFS licence must lodge their financial statements and auditor’s reports annually. ASIC decided to cancel Selectinvest’s licence because the company failed to maintain its external dispute resolution membership with the Australian Financial Complaints Authority (AFCA) and had failed…

Read more
Canadian regulator BCSC warns against Highgoldminings.com, Crypto Hallmark Investment and others
November 26, 2020 BY Steffy Bogdanova

Canadian regulator BCSC warns against Goldchinapro.com, CloudForexOptions and others

CloudForexOptions purports to be based in located in Miami, Florida and claims to offer plans for investment in cryptocurrencies. The company operates through website www.cloudforexoptions.com. CloudForexOptions, however, is not registered to trade in, or advise on, securities or derivatives in BC. Ebitcoino Limited (Ebitcoino) claims to be based in the United Kingdom, and it claims…

Read more
FCA warning
November 20, 2020 BY Steffy Bogdanova

Q Teck, UK Best Bonds and others added to FCA's warning list

Q Teck Address: First Floor, First St Vincent Bank Ltd Building, James Street, Kingstown, St Vincent and the Grenadines Telephone: +442036481309; +442080680342 Email: [email protected]; [email protected] Website: Qteck.io UK Best Bonds Address: Plantation Place Billingsgate London Website: https://ukbest-bonds.com/ Bond Supermarket UK Address: 23-28 Fleet Street , Holborn, EC4 1AA Telephone: 08007074163 Email: [email protected] Website: bondsupermarketuk.com McLaren…

Read more
Whistleblower
November 20, 2020 BY Steffy Bogdanova

SEC awards whistleblower with over $900K

So far, the agency has awarded over $721 million to total of 114 individuals since the first award was issued in 2012. Payment of the awards is taken out of an investor protection fund set up by Congress. It is financed through monetary sanctions of security law violations paid to SEC. To be eligible for…

Read more
FCA warning
November 17, 2020 BY Steffy Bogdanova

BUY UK BONDS, Compare ROI and others added to FCA's warning list

BUY UK BONDS Address: Euston Tower, 286 Euston Road, London, NW1 3DP Website: buyukbonds.com Compare ROI Website: http://compareroi.co.uk/ Best Investment Telephone: +442038770616 Website: https://landing.bestinvestment.org.uk/fixed-rate-bonds/ Mycoinology Telephone: 02078801353; 07447850884; 07878368126; 01215120284; +27871950997; 02078801036; 02078801051; 01378036409; 0207881051; +41565087292; +61733269732 Email: [email protected] Website: www.mycoinology.com Compareinvestments.co Address: Tudor Business Centre, Waterhouse Lane, Tadworth Surrey KT20 06DF Email: [email protected] Website:…

Read more
Whistleblower
November 16, 2020 BY Steffy Bogdanova

SEC awards whistleblower with over $1.1 million

So far, the agency has awarded over $720 million to total of 113 individuals since the first award was issued in 2012. Payment of the awards is taken out of an investor protection fund set up by Congress. It is financed through monetary sanctions of security law violations paid to SEC. To be eligible for…

Read more