The European Securities and Markets Authority (ESMA), in its annual report on prospectus activity, has just informed the public that…
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Tag: ESMA
ESMA renews restriction on CFDs for a further three months
Not too surprisingly, pan European regulator ESMA has decided to extend its CFD and Forex leverage cap (and related rules) beyond…
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ESMA to publish new data completeness indicators for trading venues
The European Securities and Markets Authority (ESMA) has today announced details of two new data completeness indicators for trading venues…
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WFE responds to ESMA on tick size consultation
The World Federation of Exchanges (WFE), the global industry group for exchanges and CCPs, has published its response to the…
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ESMA extends binary options trading ban into 2019
Just halfway through its initial three month ban on offering binary options trading products in the EU, pan European financial…
Read MoreESMA finds shortcomings in national supervision of efficient portfolio management by UCITS
The European Securities and Markets Authority (ESMA) has informed that it has found that national regulators need to improve their…
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ESMA starts renewing its Securities and Markets Stakeholder Group
The European Securities and Markets Authority (ESMA) announced that it has launched the process for renewing its Securities and Markets…
Read MoreESMA clarifies endorsement regime for non-EU credit ratings
The European Securities and Markets Authority (ESMA) has published today supplementary guidance on the application of the endorsement regime for…
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ESMA warns UK entities to prepare for a no-MiFID hard Brexit
The European Securities and Markets Authority (ESMA) has announced that it is issuing a Public Statement in order to raise the…
Read MoreCySEC: ESMA CFD leverage restrictions also apply to non EU clients
Cyprus financial regulator CySEC has issued a clarification circular (see full text below) following numerous inquiries it received in the…
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