Category: Financial Services

Tokyo Financial Exchange TFX volumes TFX Click 365
April 01, 2020 BY Valentina Kirilova

TFX Click kabu 365 up 101% MoM in March

Items Mar 2020 Trading Volume Daily Average Change on Previous Month Year on Year Change Click kabu 365 3,676,146 167,099 101.2% 786.0% Nikkei 225 Daily Futures contract 2,449,272 111,331 91.6% 693.4% DJIA Daily Futures contract 1,168,673 53,122 122.0% 1,146.6% DAXR Daily Futures contract 27,849 1,266 169.7% 327.9% FTSE 100 Daily Futures contract 30,352 1,380 147.0%…

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clsnet
April 01, 2020 BY Steffy Bogdanova

Refinitiv appoints Charles Smith as head of digital solutions for wealth management

Joseph Mrak, global head of Wealth Management, Refinitiv, commented: As the world around us shifts to remote work, Refinitiv remains evermore committed to providing customers with the transformative digital solutions and insight needed to succeed. As our customers adjust to increased digital client demands, our systems are there to support such efforts accordingly. For instance,…

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bscs warning
March 31, 2020 BY Steffy Bogdanova

Canadian regulator BCSC warns against Zen Vybe Inc.

A previous add for the company was titled “Corona Virus Cure” and directs viewers to zenvybe.net. The site provides information on investing in in holistic health through Zen Vybe Inc. shares. However, Zen Vybe Inc. is not registered with the British Columbia Securities Commission and is not authorized to sell securities in British Columbia BCSC urges BC residents to…

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March 31, 2020 BY Steffy Bogdanova

New Zealand FMA adds Speed Solutions Ltd to its warning list

FMA claims that Speed Solutions Ltd, trading under the name "Arotrade", may be involved in a scam. The company is not registered in New Zealand and it is not on the New Zealand Financial Service Providers Register. The agency also noted that Arotrade and Speed Solutions appear in the Monetary Authority of Singapore (MAS) alert list as…

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Whistleblower
March 31, 2020 BY Steffy Bogdanova

SEC awards over $1 million to whistleblowers

  Norberg added about the third whistleblower: To ensure that important information about securities laws violations is reported to the SEC when appropriate corrective action is not taken by the company, the rules permit awards to compliance professionals in certain limited circumstances. Here, the whistleblower made reasonable efforts to work within the company’s compliance structure,…

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fca warning
March 30, 2020 BY Steffy Bogdanova

Go365.io, SWISS CAPITAL FM and others added to FCA warning list

Go365.io Telephone: +442033186458; +442033186477 Email: [email protected] Website: https://go365.io/ SWISS CAPITAL FM Telephone: +41449746292 Email: [email protected] Website: https://www.swisscapital.fm/ Go Compare the Bond Market / Gocomparethebondmarket.com (Clone of FCA Authorised firm) Website: www.gocomparethebondmarket.com Firm Name: gocompare.com Limited Firm Reference Number: 465053 Address: Imperial House, Imperial Way, Newport, Gwent NP10 8UH Telephone: 01633654060 Email: [email protected] Website: www.gocompare.com Trade99…

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World Federation of Exchanges cautions against banning short-sales
March 30, 2020 BY Steffy Bogdanova

World Federation of Exchanges cautions against banning short-sales

The Federation advises that the measures to ban short-selling are not achieving the desired effect and unlike other circuit breakers and other safeguards put in place to slow markets down, banning short-selling inhibits orderly markets rather than promote them. Circuit breakers allow investors time to absorb and understand information and making their trade decisions more…

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CME Group
March 27, 2020 BY Steffy Bogdanova

CME Group to enter the world of mining

Federighi laid out his vision for CME Group in a letter to the to shareholders filed with the Securities and Exchange Commission. Even as a derivatives trading marketplace, Federighi believes CME Group can explore investment in building energy plants and utilizing the excess energy to mine bitcoin and other cryptocurrencies. Dante Federighi stated in the…

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Zoom stock mix up
March 27, 2020 BY Steffy Bogdanova

SEC saves investors as they mix up Zoom stock

Zoom Technologies, with ticker symbol is “ZOOM,” is a Chinese-based, significantly smaller company. Its stock has reached more than 50% increase this month and almost 900% for the year. SEC said that the company has not disclosed any financial information since 2015. The SEC states: The Commission temporarily suspended trading in the securities of ZOOM…

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