Tag: FMA warning

August 15, 2016 BY Valentina Kirilova

New Zealand's FMA warns registered financial adviser

The Financial Markets Authority (FMA) has warned an individual in relation to suspected misleading or deceptive conduct by a registered financial adviser. Following an investigation by the FMA, it concluded that the registered financial adviser had engaged in misleading or deceptive conduct when he: advised his clients of an alternative life cover plan with a…

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March 08, 2016 BY Maria Nikolova

New Zealand's regulator warns against unregistered Forex broker DGMFX

About two weeks after New Zealand's Financial Markets Authority (FMA) warned against unregistered Forex broker NoaFX/Capital Market Investments, the regulator issues a similar warning – this time against DGM Service Markets Limited. The list, which includes the names of businesses marketing financial services to New Zealanders without being registered, now includes DGM Service Markets Limited…

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February 23, 2016 BY Maria Nikolova

New Zealand's FMA warns of NoaFX/Capital Market Investments

Just a day after New Zealand's Financial Markets Authority (FMA) voiced its concerns about Forex firm Fidelis International Trading Limited, the regulator is adding another Forex services provider to its list of unregistered businesses. The list, which includes overseas businesses marketing financial services to New Zealanders without being registered, now includes Capital Market Investments Limited,…

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February 22, 2016 BY Maria Nikolova

New Zealand's regulator voices concerns regarding Fidelis International Trading

New Zealand's Financial Markets Authority (FMA) has earlier today included one more company in its list of “Businesses to be wary of”. The latest addition to the list is Fidelis International Trading Limited, a company that offers a raft of investment services, including CFD and Forex trading. The company, operating from https://www.fidelisinternationaltrading.com/en/, purports to have…

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