Category: Financial Services

May 04, 2020 BY Steffy Bogdanova

New Zealand FMA adds Karatbars to its warning list

New Zealand watchdog FMA found that other regulators have also cautioned about Karatbars: BaFin (German Federal Financial Supervisory Authority) Financial Sector Conduct Authority (FSCA), South African regulator British Columbia Securities Commission Autorite des Marches Financiers (AMF), Quebec Bank of Namibia (BoN) Read More: New Zealand FMA adds Techvision to its warning list New Zealand FMA…

Read more
Cboe Global Markets
May 04, 2020 BY Steffy Bogdanova

Cboe reports 28% increase in net revenue for Q1 2020

Edward T. Tilly, Cboe Global Markets Chairman, President and Chief Executive Officer commented: The first quarter 2020 was defined by tremendous market uncertainty fueled by the COVID-19 pandemic. We took swift action to protect the health of our associates and trading floor community, while maintaining orderly markets to serve our customers and the investing public.…

Read more
Tokyo Financial Exchange TFX volumes TFX Click 365
May 01, 2020 BY Steffy Bogdanova

TFX Click kabu 365 down 61% MoM in April

Items Apr 2020 Trading Volume Daily Average Change on Previous Month Year on Year Change Click kabu 365 1,390,279 64,216 -62.2% 232.0% Nikkei 225 Daily Futures contract 935,772 42,535 -61.8% 192.2% DJIA Daily Futures contract 438,853 20,898 -62.5% 402.7% DAXR Daily Futures contract 7,483 374 -73.1% 38.4% FTSE 100 Daily Futures contract 8,171 409 -73.1%…

Read more
moex moscow exchange
May 01, 2020 BY Steffy Bogdanova

MOEX Supervisory Board re-elected Oleg Viyugin as Chairman

The new and re-elected members are as follows: The Audit Committee members are Ramón Adarraga, Paul Bodart, Alexander Izosimov and Maria Gordon, elected as Chairperson. Nomination and Remuneration Committee members are Oleg Viyugin, Maria Gordon, Maxim Krasnykh and Alexander Izosimov, elected as Chairperson. Strategy Planning Committee members are Ramón Adarraga, Oleg Viyugin, Andrey Golikov, Dmitriy…

Read more
bscs warning
April 30, 2020 BY Steffy Bogdanova

Canadian regulator BCSC warns against i-Coin, BTCExch and others

Richfield Capital Limited dba Analysed Options provides services through a online trading platform and claims to be based in Texas, US. The company operates through website http://www.analysed-options.online. The BCSC has found that Analysed Options accepts fund from British Columbia citizens, however the company has not been registered or authorized to trade in, or advise on,…

Read more
April 30, 2020 BY Steffy Bogdanova

ASIC bans Spectrum Wealth financial adviser

ASIC found Myers to lack adequate training and competence to provide financial services. SMSF may impact customers’ retirement savings and advisers must take the personal circumstances of their clients into account when recommending the establishment of SMSFs. ASIC also banned a New South Wales adviser Alexander Bruce Thomas for a period of three years. Thomas…

Read more
April 29, 2020 BY Steffy Bogdanova

New Zealand FMA adds Techvision to its warning list

New Zealand watchdog FMA also reported that Techvision is not registered as a financial service provider and it is unable to offer financial services to New Zealand residents. Read More: New Zealand FMA adds accessfinancenz.com to its warning list New Zealand FMA adds MetalsWise to its warning list New Zealand FMA adds Horse Forex and Whitley…

Read more
fca warning
April 29, 2020 BY Steffy Bogdanova

Cryptotraderoptions, SLBE BVBA and others added to FCA warning list

Cryptotraderoptions Address: 66 Great Suffolk St, London, SE1 0BL, UK Telephone: +15203650313 Email: [email protected] Website: https://cryptotraderoptions.com/en/ SLBE BVBA (clone of EEA authorised firm) Address: The Shard, 32 London Bridge St, London, SE1 9SG, United Kingdom Telephone: 02036036294 Email: [email protected] Website: www.slbe-bvba.com Alpstone Capital Services Limited (clone of FCA authorised firm) Telephone: +44(0)203 745 9198 Email:…

Read more
Whistleblower
April 29, 2020 BY Steffy Bogdanova

Whistleblower receives $18 million award from SEC

So far, the agency has awarded over $448 million to 81 individuals for their help since the first award was issued in 2012. Payment of the awards is taken out of an investor protection fund set up by Congress. It is financed through monetary sanctions of security law violations paid to SEC. To be eligible…

Read more