Singapore Exchange (SGX) just announced that welcomed UnUsUaL Limited to Catalist under the stock code 1D1. UnUsUaL Limited is a subsidiary of Catalist-listed mm2 Asia. With a history and track record of 20 years, UnUsUaL Limited specialises in the production and promotion of large-scale live events and concerts by international artistes in Singapore and the…
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Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Added to the SFC Alert List…
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The Dubai Financial Services Authority (DFSA) anounced that has censured Mrs Jai Surve, a former employee of a DFSA Authorised Firm, for providing the DFSA with false and misleading information. Mrs Surve was a Business Consultant at an Authorised Firm which operated an online trading platform. From 2012 to 2016 Mrs Surve introduced clients to…
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Barclays PLC and Barclays Bank PLC (LON:BARC) just announced that the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have commenced investigations into: Jes Staley, Group Chief Executive Officer of Barclays, as to his individual conduct and senior manager responsibilities relating to Barclays whistleblowing programme and an attempt by Mr Staley in 2016 to…
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The National Commission for Companies and the Stock Exchange (Commissione Nazionale per le Società e la Borsa – CONSOB) just warned against the company Binary Option Robot. Binary Option Robot is not authorised in Italy to use cold calling, i.e. to promote or set up by means of any method, via distance communication, investment services or…
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The Stock Exchange of Thailand (SET) just announced its March market volumes report. Here are the highlights: SET Index closed at 1,575.11 points, up 2.08 pct from end-2016. Average daily securities trading value at THB 43.19 bln, down 17.83% YoY Market cap at THB 15.8 trillion, a 2.01% rise from end-2016 The Stock Exchange of Thailand…
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30 Issuers, 162 Funds Now Listed on Bats in the U.S. Bats, a CBOE Holdings, Inc. (NASDAQ:CBOE) company, today welcomed a new J.P. Morgan Asset Management fund to the Bats ETF Marketplace. The J.P. Morgan Global Bond Opportunities ETF (Bats: JPGB) seeks to achieve its investment objective by investing across sectors in developed and emerging…
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Australia regulator ASIC announced that the Supreme Court of Victoria has ordered that Trevor Flugge, the former chairman of AWB Limited, pay a pecuniary penalty of $50,000 and be disqualified from managing corporations for a period of five years following the Court's finding that he contravened s180(1) of the Corporations Act. The orders follow the…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Money Information Service. Money Information Service is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Added to the SFC Alert List…
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