Category: Financial Services

clone firm FCA warning
September 27, 2017 BY Valentina Kirilova

FCA warns against Pascal Grande Capital Partners clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Pascal Grande Capital Partners. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their…

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fma warning
September 26, 2017 BY Valentina Kirilova

French AMF warns against a number of unlicensed FX brokers

The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) have just published g a list of new websites and entities offering investments on the unregulated foreign exchange (Forex) market in France, without authorisation to do so. Here is the list of new websites recently identified: www.1875-financeinvest.com / 1875…

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Moscow Exchange MOEX
September 26, 2017 BY Valentina Kirilova

MOEX average daily trading volume up 3% MoM in August

Moscow Exchange (MOEX) just released its monthly market report for the month of August and the trading volume of stocks totalled RUB 809 bln. The average daily trading volume was RUB 35.2 bln, up 3% MoM. The T+2 sector made up 93% of the total secondary market trading volume and the T0 sector accounted for…

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clone firm FCA warning
September 26, 2017 BY Valentina Kirilova

FCA warns against Instant Lolly clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Instant Lolly. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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Securities and Exchange Commission proposes Transaction Fee Pilot for NMS Stocks
September 26, 2017 BY Valentina Kirilova

SEC announces enforcement initiatives to combat cyber-based threats and protect retail investors

As a follow up news today, the Securities and Exchange Commission (SEC) just announced two new initiatives that will build on its Enforcement Division’s ongoing efforts to address cyber-based threats and protect retail investors. The creation of a Cyber Unit that will focus on targeting cyber-related misconduct and the establishment of a retail strategy task…

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