Category: Financial Services

Whistleblower
July 15, 2020 BY Steffy Bogdanova

Whistleblower receives almost $4 million award from SEC

So far, the agency has awarded over $505 million to 87 individuals for their help since the first award was issued in 2012. Payment of the awards is taken out of an investor protection fund set up by Congress. It is financed through monetary sanctions of security law violations paid to SEC. To be eligible…

Read more
CFTC penalty
July 15, 2020 BY Steffy Bogdanova

Plutus Financial and Plutus Technologies Philippines fined $150K for illegal off-exchange trading

CFTC Director of Enforcement James McDonald said: This case underscores, once again, that the Commission will continue working with our regulatory partners to ensure the integrity of our markets, including those involving digital assets. Rooting out misconduct is essential to furthering the responsible development of these innovative financial products. The CFTC found that between December…

Read more
fca warning
July 10, 2020 BY Steffy Bogdanova

Bond Compare UK, Interactive Trade and others added to FCA warning list

Bond Compare UK Address: Hamilton House, Mabledon Place, London, WC1H 9BD Email: [email protected] Website: www.bondcompareuk.com Interactive Trade Address: Dristor Solutions Ltd, registration number 25201 IBC 2018, Suite 305, Griffith Corporate Centre, Beachmont, P.O. Box 1510, Kingstown, Saint Vincent and the Grenadines Telephone: +41565083272 Email: [email protected] , [email protected] , [email protected] ITI Capital Limited/ Itistocks brokers (clone…

Read more