The Hong Kong Securities and Futures Commission (SFC) has welcomed the appointment by the Financial Secretary of Ms Agnes Chan…
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Tag: Securities and Futures Commission
Hong Kong SFC welcomes appointment of new Chairman
The Securities and Futures Commission (SFC) has welcomed the appointment by the Chief Executive of Mr Tim Lui Tim-leung as…
Read MoreHong Kong SFC highlights concerns noted in licensing applications
The Securities and Futures Commission (SFC) today published the latest issue of its SFC Compliance Bulletin: Intermediaries to highlight its…
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Hong Kong regulators to enhance the OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have issued a joint consultation on further…
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Hong Kong SFC and FINMA sign Fintech cooperation agreement
The Securities and Futures Commission (SFC) announced that it has entered into an agreement with the Swiss Financial Market Supervisory…
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Hong Kong SFC warns of cryptocurrency risks
The Securities and Futures Commission (SFC) once again alerts investors to the potential risks of dealing with cryptocurrency exchanges and…
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Hong Kong SFC provides guidance on best execution
The Securities and Futures Commission (SFC) today issued a circular setting out guidance on the standards of conduct and internal…
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Hong Kong SFC bans a former investment counsellor of DBS Bank
The Securities and Futures Commission (SFC) announced that it has banned Mr Chan Wai Nun, a former investment counsellor of…
Read MoreHong Kong SFC proposes amendments to takeovers rules
The Securities and Futures Commission (SFC) informed that it has today launched a three-month consultation on proposed amendments to the…
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Hong Kong SFC reprimands and fines EFG Bank AG $2 million
The Securities and Futures Commission (SFC) announced that it has reprimanded and fined EFG Bank AG (EFG Bank) $2 million…
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