The Hong Kong Securities and Futures Commission (SFC) has welcomed the appointment by the Financial Secretary of Ms Agnes Chan…
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Hong Kong SFC welcomes appointment of new Chairman
The Securities and Futures Commission (SFC) has welcomed the appointment by the Chief Executive of Mr Tim Lui Tim-leung as…
Read MoreHong Kong SFC highlights concerns noted in licensing applications
The Securities and Futures Commission (SFC) today published the latest issue of its SFC Compliance Bulletin: Intermediaries to highlight its…
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Hong Kong regulators to enhance the OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have issued a joint consultation on further…
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Hong Kong SFC and FINMA sign Fintech cooperation agreement
The Securities and Futures Commission (SFC) announced that it has entered into an agreement with the Swiss Financial Market Supervisory…
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Hong Kong SFC warns of cryptocurrency risks
The Securities and Futures Commission (SFC) once again alerts investors to the potential risks of dealing with cryptocurrency exchanges and…
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Hong Kong SFC provides guidance on best execution
The Securities and Futures Commission (SFC) today issued a circular setting out guidance on the standards of conduct and internal…
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Hong Kong SFC bans a former investment counsellor of DBS Bank
The Securities and Futures Commission (SFC) announced that it has banned Mr Chan Wai Nun, a former investment counsellor of…
Read MoreHong Kong SFC proposes amendments to takeovers rules
The Securities and Futures Commission (SFC) informed that it has today launched a three-month consultation on proposed amendments to the…
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Hong Kong SFC reprimands and fines EFG Bank AG $2 million
The Securities and Futures Commission (SFC) announced that it has reprimanded and fined EFG Bank AG (EFG Bank) $2 million…
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