The Financial Markets Authority (FMA) has warned an individual in relation to suspected misleading or deceptive conduct by a registered…
Read MoreTag: New Zealand
New Zealand’s Financial Markets Authority Discontinues Proceedings Against Archer and HIL
The Financial Markets Authority (FMA) has elected to discontinue the proceeding against equity firm Archer Capital (Pty) Limited (Archer) and…
Read MoreNew Zealand FMA orders Forex trading educator to change its “deceptive” marketing materials
The Financial Markets Authority (FMA) of New Zealand today has ordered a foreign exchange educator to change its marketing materials…
Read MoreNew Zealand Forex and derivatives brokerage house OMF appoints new CEO
Auckland and Wellington, New Zealand based OM Financial Limited (OMF) today announced the immediate appointment of Matt Blackwell to the…
Read MoreNew Zealand removes 226 firms & individuals from FSP register in December, January
There is a new deregistration notice published on the website of New Zealand’s Financial Service Providers Register (FSPR) today, with…
Read MoreNew Zealand keeps removing financial firms from FSP register
Another deregistration notice was published on the website of New Zealand’s Financial Service Providers Register (FSPR) earlier today, with the…
Read MoreNew Zealand deregisters 155 financial service providers in October 2015
A total of 155 individuals and companies were deregistered from New Zealand’s Financial Service Providers Register (FSPR) in October 2015,…
Read MoreFMA confirms Paul Gregory in the role of director of external communications and investor resources
New Zealand’s Financial Markets Authority (FMA) today confirmed the appointment of Paul Gregory in the role of director of external…
Read MoreTotal of 119 financial service providers get removed from NZ FSP register in September
New Zealand’s financial authorities have solidified their strict image, as a total of 119 individuals and companies were deregistered from…
Read MoreNew Zealand’s financial regulator beefs up organizational structure and confirms new appointments
New Zealand’s FMA adds Director of Capital Markets as well as Strategy & Risk offices, while beefing up its organizational structure.
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