The company also failed to ensure that that the investment advice provided to its clients was suitable to their circumstances….
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The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have issued a joint consultation on further…
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The Hong Kong Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) recognise the need for effective…
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Singapore and Hong Kong have become two of the world’s greatest fintech hubs, boasting numerous fintech startups and loose regulations…
Read MoreHong Kong regulators release conclusions on the OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) today published conclusions on a joint consultation…
Read MoreCFETS and HKEX set to establish Bond Connect
The People’s Bank of China (PBC) and the Hong Kong Monetary Authority (HKMA) today jointly announced plans to establish a…
Read MoreSFC issues a joint HKMA-SFC consultation on the OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) today issued a joint consultation on the…
Read MoreICAP’s TriOptima extends triResolve repository reconciliation service to Asian regulators MAS, ASIC, and HKMA
TriOptima, the post trade infrastructure provider owned by interdealer broker ICAP plc (LON:IAP), has announced that its triResolve Repository Reconciliation…
Read MoreICAP's TriOptima extends triResolve repository reconciliation service to Asian regulators MAS, ASIC, and HKMA
TriOptima, the post trade infrastructure provider owned by interdealer broker ICAP plc (LON:IAP), has announced that its triResolve Repository Reconciliation…
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