The company also failed to ensure that that the investment advice provided to its clients was suitable to their circumstances….
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Hong Kong regulators to enhance the OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have issued a joint consultation on further…
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Dubai Financial Services Authority signs FinTech agreements with Hong Kong authorities
The Dubai Financial Services Authority (DFSA) deepened ties with regulators in Hong Kong today signing two cooperation agreements to enhance…
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SFC and HKMA address hacking risks associated with internet trading
The Hong Kong Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) recognise the need for effective…
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Singapore and Hong Kong – Fintech Heavens
Singapore and Hong Kong have become two of the world’s greatest fintech hubs, boasting numerous fintech startups and loose regulations…
Read MoreHong Kong regulators release conclusions on the OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) today published conclusions on a joint consultation…
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CFETS and HKEX set to establish Bond Connect
The People’s Bank of China (PBC) and the Hong Kong Monetary Authority (HKMA) today jointly announced plans to establish a…
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SFC issues a joint HKMA-SFC consultation on the OTC derivatives regulatory regime
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) today issued a joint consultation on the…
Read MoreICAP’s TriOptima extends triResolve repository reconciliation service to Asian regulators MAS, ASIC, and HKMA
TriOptima, the post trade infrastructure provider owned by interdealer broker ICAP plc (LON:IAP), has announced that its triResolve Repository Reconciliation…
Read MoreICAP's TriOptima extends triResolve repository reconciliation service to Asian regulators MAS, ASIC, and HKMA
TriOptima, the post trade infrastructure provider owned by interdealer broker ICAP plc (LON:IAP), has announced that its triResolve Repository Reconciliation…
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