Regulators are scrutinizing FX dealing platforms that contain last look, a controversial practice that enables market makers to delay or reject trades after they’ve agreed to a quoted price.
Read MoreTag: FX regulation
France’s AMF blacklists 65 unauthorized Forex brokers
France’s Financial Markets Authority (AMF) is widely known for regularly updating its “Black List” of unauthorized online trading companies. Earlier…
Read MoreNew Zealand issues enforcement report – FX regulation goes from non-existent to fully aligned in one year
New Zealand’s FMA focuses on strengthening its regulatory prowess, stating that FX is a priority area for enforcement
Read MoreChina further eases FX rules to the benefit of western companies
Many FX firms consider the acquisition and retention of Chinese FX traders to be a high priority. China now permits traders to keep their profits on investments abroad rather than having to repatriate it within 180 days, an advantageous development for western companies.
Read MoreEXNESS turns its back on New Zealand regulation as result of regulatory changes
EXNESS establishes new corporate base in St. Vincent and the Grenadines, citing evolving regulatory amendments in New Zealand as major…
Read MoreLeapRate Fraud Watch: $5.75 million civil penalty issued to Florida FX fraudsters
Queen Shoals Consultants, Gary D. Martin, and Brenda K. Martin Charged by CFTC for misappropriating client funds to convicted Ponzi…
Read MoreUnified global FX market a step closer? ODRG report details issues relating to cross-border ruling
International law makers issue report on cross-border issues on OTC derivatives following G20 summit during which widespread agreement was reached…
Read MoreCollaboration eh? CFTC enters into MoU with five Canadian regulatory authorities
US CFTC to collaborate with Canadian provincial regulators in order to enhance supervision of cross-border regulated entities The United States…
Read MoreChanges at the top: FINMA appoints new CEO, whilst Executive Board members join
Swiss financial regulatory authority FINMA appoints Mark Branson as CEO, whilst Yann Wermeill steps down from Executive Board to be…
Read MoreASIC releases market supervision report for period July to December 2013
ASIC’s half-yearly report on the supervision of market participants reveals 19,255 trading alerts, and continues its drive toward automated surveillance Australia…
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