Tag: E*TRADE Financial Corp (NASDAQ:ETFC)

February 03, 2017 BY LeapRate Staff

US online retail broker shares hit by commission war

Shares of leading publicly traded US online retail brokers traded down between 2-10% yesterday, including those of Charles Schwab Corp (NYSE:SCHW), E*TRADE Financial Corp (NASDAQ:ETFC), Interactive Brokers Group, Inc. (NASDAQ:IBKR, )and TD Ameritrade Holding Corp. (NYSE: AMTD). Thursday's trading results included: Schwab: -5.3% E*Trade: -8.9%  TD Ameritrade: -9.5% Interactive Brokers: -1.9% The cause? Well it looks…

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January 26, 2017 BY LeapRate Staff

E*Trade hit with $280,000 CFTC fine for record keeping and supervision issues

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against units of online brokerage firm E*TRADE Financial Corp (NASDAQ:ETFC) - E*TRADE Securities LLC (E*TRADE Securities), an Introducing Broker, and E*TRADE Clearing LLC (E*TRADE Clearing), a Futures Commission Merchant - for non-compliance with applicable record-keeping rules and failure to diligently…

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January 06, 2017 BY LeapRate Staff

Walbrook Capital (formerly FXCM Securities) adds Hubwise CEO Angus Macdonald to its board

LeapRate Exclusive... LeapRate has learned that FCA regulated multi-asset broker Walbrook Capital Markets has added Angus Macdonald (pictured above) to its board of directors. Angus Macdonald is currently CEO of Hubwise Securities Limited, a financial services technology and trading platform solutions provider. We understand that Mr. Macdonald's appointment was meant mainly to bring depth of knowledge…

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walbrook capital markets fxcm
October 31, 2016 BY LeapRate Staff

Walbrook Capital (formerly FXCM Securities) replaces CEO Paul Inkster with Conor Ringland

LeapRate Exclusive... LeapRate has learned that FCA regulated multi-asset broker Walbrook Capital Markets Limited is restructuring its operations, with the main change being that it has tapped board member Conor Ringland to replace Paul Inkster as its CEO. We understand that Inkster will remain with Walbrook, with a more commercial role (and a different title), while…

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December 09, 2015 BY Maria Nikolova

E*Trade fined $65,000 in Australia for order handling infringement

The Australian Securities & Investments Commission (ASIC) has imposed a monetary penalty on Etrade Australia Securities Limited (Etrade), a subsidiary of E*TRADE Financial Corp (NASDAQ:ETFC), over an order handling infringement. The company has paid a penalty of $65,000 to comply with an infringement notice issued by the Markets Disciplinary Panel (MDP). The infringement refers to…

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November 30, 2015 BY LeapRate Staff

Is KaloBios the best day trading stock of all time?

In one of our more interesting yet offbeat posts here at LeapRate over the past few months, we reported on a retail trader named Joe Campbell who turned to crowdfunding site GoFundMe to help raise money to cover his more than $100,000 debt to online broker E*TRADE Financial Corp (NASDAQ:ETFC). What did Campbell do wrong? He…

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