Retail forex broker Alpari announced that it has now launched a live chat feature in the Alpari Mobile and Alpari…
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Tag: broker
Various .broker and .trading domains up for sale by Boston Ivy
Boston Ivy Registry, home to specialised financial domains, today announce they will have their premium domains available for purchase from…
Read MoreAdvanced Markets onboards UBS as prime broker
“We are pleased to partner with UBS, one of the industry’s premier bank prime brokers, to strengthen our market position” – Anthony Brocco, Chairman, Advanced Markets Ltd
Read MoreThe behavior of one broker costs Oppenheimer & Co $3.75 million in fines and restitution
FINRA shows its regulatory prowess as Oppenheimer & Co is landed with a $2.5 million fine and a $1.25 million restitution order after broker Mark Hotton stole money from his customers and excessively traded their accounts
Read MoreFCA fines Execution Noble £231,000 over sponsorship failings
Following the British regulatory authority’s recent remit to toughen its stance, Execution Noble has been issued with a fiscal penalty representing the first time that the FCA has censured a firm over sponsorship activity
Read MorePershing fined $3 million over capital adequacy irregularities
FINRA found that from November 2010 to August 2011, Pershing failed to maintain adequate reserves to meet its reserve deposit requirements with reserve deficiencies ranging from approximately $4 million to $220 million
Read MoreNewly launched Royal Financial Trading appoints former GFT Markets senior executive as CEO
With over 22 years of industry experience spanning some of the most prominent FX firms, Andrew Taylor heads up the newly founded Royal Financial Trading, which two days ago joined the OTC Markets tiered marketplace
Read MoreHigh flying employee accuses Tullett Prebon of harassment, files £1.5 million lawsuit
In a society where political correctness has pervaded every aspect, Tullett Prebon finds itself in a tribunal with a former senior executive who accuses his superiors of racism and harassment after senior management are accused of racist and sexist jibes
Read MoreThe first local MetaTrader 5 offering in Thailand launched
The MetaTrader 5 trading platform continues its expansion in the fast growing markets. In mid-October, one of the Thailand brokers…
Read MoreITG launches FX Volatility Index application
ITG (NYSE:ITG), a leading execution and research broker, today announced the launch of the ITG FX Volatility Index (ITG FXVX),…
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