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  • Hong Kong SFC adds Carlson-Schmidt Securities to its alert list


    Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong.

    Added to the SFC Alert List is the company Carlson-Schmidt Securities, operating at www.carlson-schmidt-securities.com.

    According to the SFC, Carlson-Schmidt Securities gives a certain Hong Kong address but is not located there.

    The SFC Alert List can be seen here.

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    Hong Kong SFC adds Carlson-Schmidt Securities to its alert list


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