Hong Kong SFC bans former staff of Bank of China Limited for life


Hong Kong SFC

The Securities and Futures Commission (SFC) has banned Mr Daniel Chen Chi Lik, a former staff of Bank of China (Hong Kong) Limited (BOCHK), from re-entering the industry for life following his conviction for theft by the Eastern Magistrates’ Court in October 2016.

The court found that Chen, who was then a bank manager at a branch of BOCHK, had stolen a total of $40,000 from a teller cash box assigned to him on several occasions in September 2016.

The SFC considers that Chen is not a fit and proper person to be licensed or registered to carry on regulated activities as a result of his criminal conviction.

This case was referred to the SFC by the Hong Kong Monetary Authority.

Related News

arrow

Hong Kong SFC bans former staff of Bank of China Limited for life

3

Send this to a friend