The Hong Kong Securities and Futures Commission (SFC) has announced that it has banned Ms Lok Wai Fong, a former…
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Tag: SFC bans
SFC bans a former relationship manager of HSBC for 12 months
The Hong Kong Securities and Futures Commission (SFC) has informed the public that it has banned Mr Ngo Wing Chun,…
Read MoreSFC bans a former licensed representative of Southwest Securities Futures Ltd
The Hong Kong Securities and Futures Commission (SFC) has just announced that it has banned Ms Cham Nga Yin from…
Read MoreHong Kong SFC bans individual for 30 months
The Securities and Futures Commission (SFC) announced that it has banned Mr Poon Chun Hing from re-entering the industry for…
Read MoreSFC bans former RO of Standard Chartered Securities (Hong Kong) Limited
The Hong Kong Securities and Futures Commission (SFC) announced that it has banned Mr Joseph Hsu Kar Hing, a former…
Read MoreHong Kong SFC bans a former account executive of Get Nice Securities Limited
The Securities and Futures Commission (SFC) has banned Mr Ng Chau, a former account executive of Get Nice Securities Limited…
Read MoreHong Kong SFC fines a former account executive of Fulbright Securities Ltd and bans him for life
The Securities and Futures Commission (SFC) has banned Mr Danny Fung Kwong Shing, a former account executive of Fulbright Securities…
Read MoreSFC bans former relationship manager of Citibank (Hong Kong) Limited
The Hong Kong Securities and Futures Commission (SFC) has banned Mr Yeung Leung Yuen, a former relationship manager of Citibank…
Read MoreSFC bans a former investment consultant of CICC for four months
The Hong Kong Securities and Futures Commission (SFC) announced that has prohibited Mr Xu Tao, a former investment consultant of…
Read MoreSFC bans a former vice president of JPMorgan Funds (Asia) Limited for eight months
The Hong Kong Securities and Futures Commission (SFC) has banned Mr Fok Chi Kin from re-entering the industry for eight…
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