Category: Financial Services

FINRA's 2018 volume tops 2017 activity by 87%
October 05, 2017 BY Valentina Kirilova

FINRA receives SEC approval to streamline competency exams

The U.S. Securities and Exchange Commission (SEC) announced that has approved the Financial Industry Regulatory Authority’s rule proposal to streamline competency exams and expand opportunities for prospective securities professionals seeking to enter or re-enter the securities industry. FINRA today issued Regulatory Notice 17-30 announcing an Oct. 1, 2018, effective date for the rule change. Under…

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clone firm FCA warning
October 05, 2017 BY Valentina Kirilova

FCA warns against Northill Global clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Northill Global. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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October 05, 2017 BY Valentina Kirilova

Clearstream submits CSDR licence application

The Clearstream CSDs (Clearstream Banking S.A., Clearstream Banking AG and LuxCSD) announced that has submitted their applications for their Central Securities Depositories Regulation (CSDR) licences on Friday 29 September 2017. This represented a significant milestone in the CSDR timeline as CSDR’s authorisation process requires CSDs to submit an application for authorisation to the relevant local…

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October 05, 2017 BY Valentina Kirilova

CBOE Holdings releases September volumes report, CBOE Volatility Index reaches a new all-time high

CBOE Holdings, Inc. (NASDAQ: CBOE) has today reported September monthly trading volume and average revenue per contract (RPC)/net revenue capture data. For comparability and informational purposes, the table below presents trading volume on a combined basis, as of January 1 of each year, to reflect information pertaining to Bats Global Markets, Inc., which was acquired…

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A look at the ASX 200 as it heads into its third decade of trading
October 05, 2017 BY Valentina Kirilova

ASX Group September volumes report shows steady results

ASX Group just announced its September volumes report. The value of ASX-listed stocks, as measured by the All Ordinaries Index, fell 0.5% in September 2017. This performance was similar to other major markets, including Singapore down 1.7%, Hong Kong down 1.5% and the UK down 0.8%. Germany was up 6.4%, Japan up 3.6% and the…

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October 05, 2017 BY Valentina Kirilova

TMX Group announces September volumes, Montréal Exchange with a new open interest record

TMX Group Limited (TSX:X) just announced September 2017 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX. MX achieved a new open interest record on the Three-Month Canadian Bankers' Acceptance Futures (BAX) with 1,158,188 contracts reached on September 6, 2017. Toronto Stock Exchange's…

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clone firm FCA warning
October 05, 2017 BY Valentina Kirilova

FCA warns against J O Hambro Capital Management clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm J O Hambro Capital Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of…

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fca warning
October 04, 2017 BY Valentina Kirilova

FCA warns against Osbourne Mulligan Consulting firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Osbourne Mulligan Consulting. Osbourne Mulligan Consulting is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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Euronext
October 04, 2017 BY Valentina Kirilova

ADV on the spot FX market of Euronext's FastMatch up 28% MoM

Euronext, the pan-European exchange in the Eurozone, today announced trading volumes for September 2017. Cash Trading In September 2017, the average daily transaction value on the Euronext cash order book stood at €7,295 million, up +14.6% compared to September 2016 and up +20.7% from the previous month. 15 September was the most active day of…

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