Category: Financial Services

hkex main board
February 02, 2018 BY Valentina Kirilova

HKEX changes of designated securities for short selling

The Stock Exchange of Hong Kong Limited, a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), announces that with effect from 9 February (Friday), 44 additional securities will be eligible for short selling and 26 existing designated securities will be removed from the list. The total number of designated securities for short selling…

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clone firm FCA warning
February 02, 2018 BY Valentina Kirilova

FCA warns against Bankway HMO Property Bond clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Bankway HMO Property Bond / Bankway Properties. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as…

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OpenMarkets ASIC license conditions
February 02, 2018 BY Valentina Kirilova

ASIC removes license conditions imposed on OpenMarkets Australia Limited

ASIC and OpenMarkets Australia Limited (OpenMarkets) have agreed to the removal of additional license conditions imposed on OpenMarkets on 10 July 2017, the Regulator announced earlier today. The removal of the additional license conditions follows the completion of an independent expert's review of the effectiveness of OpenMarkets' implementation of recommendations arising from an earlier review…

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clone firm FCA warning
February 01, 2018 BY Valentina Kirilova

FCA warns against Marathon Asset Management clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Marathon Asset Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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FCA warning
February 01, 2018 BY Valentina Kirilova

FCA warns against Sterling Bishop Associates firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Sterling Bishop Associates. Sterling Bishop Associates is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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clone firm FCA warning
February 01, 2018 BY Valentina Kirilova

FCA warns against Kite Loans clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Kite Loans. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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clone firm FCA warning
January 31, 2018 BY Valentina Kirilova

FCA warns against UBS Private Wealth Management clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm UBS Private Wealth Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their…

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