UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Charles Ross Associates. Charles Ross Associates is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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The Board of the Cyprus Securities and Exchange Commission (CySEC) has just informed the public that, at its meeting held on 20th November 2017, decided to impose a total administrative fine of €20.000 on the ASP Chesterfield Corporate Services Ltd for noncompliance with: Sections 58(a), 58(c) and 58(e) of the Prevention and Suppression of Money…
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The Frankfurt Stock Exchange has just announced its first IPO of the year: a family-owned Pharmaceutical company named Dermapharm has been listed today. Shares in Dermapharm Holding SE (ISIN: DE000A2GS5D8), based in Grünwald near Munich, opened at €28.00, following an issue price of €28.00. Total issue volume stood at 377 million. With the Prime Standard, family-owned…
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Enerjisa Enerji, Turkey electricity distribution and retail business company, started being traded on Borsa İstanbul on February 8, 2018. With the initial public offering (IPO), Enerjisa Enerji sold 20% of its shares, attracting great interest from both domestic and international investors. Enerjisa Enerji will be traded with the ticker code ENJSA. The initial public offering of…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Mayford Capital Partners. Mayford Capital Partners is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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Singapore Exchange (SGX) announced that it has just welcomed Hong Kong-based Rui Da International Finance Holding Limited (Rui Da International) as a Trading Member of its derivatives market. Michael Syn, Head of Derivatives at SGX, said: We are pleased to have Rui Da International join our derivatives market, helping to grow our distribution in Greater…
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The securities regulatory authorities in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (participating jurisdictions) today announced a co-operation agreement with the French Autorité des marchés financiers (French AMF, based in Paris, France). This agreement will allow the participating jurisdictions and the French AMF to refer novel businesses seeking to enter…
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Selection index comprises the 30 most liquid equities from the Scale segment Deutsche Börse announced that it is expanding its index offering by launching the Scale 30 Index on Wednesday. The selection index tracks the performance of the 30 most liquid companies listed in the SME segment Scale. Eligibility for index inclusion depends on order…
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The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR). The EU General Data Protection Regulation (GDPR) will apply in the UK from 25 May 2018. It is an essential step forward in enhancing the privacy and security of personal data.…
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The Hong Kong Securities and Futures Commission (SFC) announced that it has resolved its concerns with Credit Suisse (Hong Kong) Limited (CSHK), Credit Suisse Securities (Hong Kong) Limited (CSSHK) and Credit Suisse AG (CSAG) (collectively, Credit Suisse) over internal control failures. Under the resolution, the SFC reprimanded and fined Credit Suisse a total of $39.3…
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