UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Golden Markets. Golden Markets is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
Read moreThe Australian Securities and Investments Commission (ASIC) has just announced that it has cancelled the registration of Victorian auditor, Philip James Dowsley, as a registered company auditor. Mr Dowsley requested the cancellation during the course of proceedings brought by ASIC before the Companies Auditors Disciplinary Board (CADB). The cancellation took effect on 31 March 2018. ASIC…
Read moreThe Monetary Authority of Singapore (MAS) announced that it has issued a statement affirming its commitment to the Foreign Exchange Global Code (Code) developed by the Bank for International Settlements (BIS). MAS will adhere to the principles of the Code when acting as a market participant and ensure that its internal practices and processes are…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Menden Hall Law Office. Menden Hall Law Office is not authorised by the FCA but has been targeting people in the UK and is also carrying…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company GCC Investing. GCC Investing is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
Read moreThe Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban Mr Yingjie Wang (also known as Jay Wang), a lawyer and accountant from Sydney, from providing financial services, the regulator has announced earlier today. At the time of the conduct considered by the AAT Mr Wang was a director, and sole signatory of…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Broker XP. Broker XP is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
Read moreThe UK Financial Conduct Authority (FCA) has put out details of the cloned firm Knight Finance. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
Read moreThe Canadian Securities Administrators (CSA) has announced that it has just published CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers, which outlines the CSA’s plan to pursue four initiatives in the near-term that would remove redundancies and streamline disclosure requirements for investment fund issuers. Reviewing regulatory burden for investment fund issuers is…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Boerum Holdings. Boerum Holdings is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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