TMX Group Limited (TSX:X) has just announced results for the full year and fourth quarter ended December 31, 2017. The highlights include: Diluted earnings per share of $3.63 in Q4/17, up 282% from Q4/16 Adjusted diluted earnings per share of $1.22 in Q4/17, up 3% compared with Q4/16 Revenue of $170.9 million in Q4/17, down…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Prime CFDs. Prime CFDs is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), has today published a webcast that offers directors at companies considering an initial public offering with guidance on their responsibilities, as well as practical advice on tackling issues that may arise during and after the…
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The Board of the Autorité des Marchés Financiers (AMF) just announced that it has decided to withdraw its authorisation for portfolio management company Vendôme Capital Partners. This withdrawal will take effect on 27 April 2018. The Board of the AMF, meeting on 23 January 2018, took note that the company no longer met the conditions…
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STOXX Ltd., the operator of Deutsche Boerse Group’s index business, and a global provider of innovative and tradable index concepts, announced that it has licensed its iSTOXX® American Century USA Quality Value Index to American Century Investments as an underlying for an exchange-traded fund (ETF). Our goal with the launch of American Century® ETFs is…
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The Financial Conduct Authority (FCA) just informed the public that it has today published a report on the supervision of algorithmic trading in wholesale markets. The report summarises the key areas of focus for algorithmic trading and highlights areas of good and bad practice observed within previous cross-firm reviews. Automated technology brings significant benefits to…
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Hong Kong Exchanges and Clearing Limited (HKEX) just announced that it welcomes the Government’s appointment of Laura Cha and Benjamin Hung to its Board of Directors. The terms of Mrs Cha and Mr Hung will begin at the conclusion of HKEX’s 2018 Annual General Meeting (AGM) and will end at the conclusion of the AGM…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Energy Advice Group. Energy Advice Group is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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Collaborative solution marks the conclusion of TMX Group's regulatory engagement regarding the clearing of securities of issuers with marijuana-related U.S. activities CDS, Canada's equities and fixed income clearing house, today announced the signing of a Memorandum of Understanding (MoU) with recognized Canadian equities exchanges outlining the parties' understanding of Canada's regulatory framework applicable to the…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Charles Ross Associates. Charles Ross Associates is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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