Nasdaq, Inc. (Nasdaq:NDAQ) has announced the election of all nominated directors to the boards of the U.S. exchanges operated by the company, which include The Nasdaq Stock Market, LLC; Nasdaq PHLX, LLC; Nasdaq BX, Inc.; Nasdaq ISE, LLC; Nasdaq MRX, LLC; and Nasdaq GEMX, LLC: Virgis W. Colbert, Senior Advisor, MillerCoors LLC Michael J. Curran,…
Read moreAustralian regulator ASIC has announced that it has become one of the first signatories to the IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (EMMoU), an enhanced standard for cross-border enforcement cooperation. By signing the EMMoU, ASIC has highlighted its power to assist foreign regulators by compelling physical…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Alpha Algorithms T/A Fomax Capital Ltd. Alpha Algorithms is not authorised by the FCA but has been targeting people in the UK and is also carrying…
Read moreThe UK Financial Conduct Authority (FCA) has put out details of the cloned firm CT-Trade. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to scam…
Read moreThe Cyprus Securities and Exchange Commission (CySEC) has announced that, on its meeting of 04 June 2018, has decided, pursuant to section 9(6) of the Alternative Investment Funds Law (AIF Law), to withdraw the authorisation of two (2) investment compartments of the AIF Deltamax Fund Variable Capital Investment Company Limited, namely - Deltamax European Property…
Read moreThe UK Financial Conduct Authority (FCA) has put out details of the cloned firm PGM Patrimoine. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company FGM Technology Ltd trading as 10 Brokers. FGM Technology Ltd is not authorised by the FCA but has been targeting people in the UK and is…
Read moreThe Financial Markets Authority (FMA) has just issued a warning to a company called Endeavor Capital Partners. Endeavor Capital Partners Address: 1710 First Avenue, New York, NY USA 10028 Phone: +1 347 535 1260 Website: www.endevrcapital.com Email: [email protected] The regulator has received reports that US based Endeavor Capital Partners is making unsolicited contact with New…
Read moreUK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Tradex1. Tradex1 is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which require authorisation:…
Read moreDeutsche Börse Cash Market has just announced that capsensixx AG (ISIN: DE000A2G9M17) has been listed in the Prime Standard of the Frankfurt Stock Exchange today. The initial listing price was €16.00 following an issue price of €16.00. This takes the current number of IPOs in Frankfurt since the beginning of the year to twelve. capsensixx…
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