Australian regulator ASIC has banned Mark Alexander Landau of Balmain, New South Wales (formerly of Toorak Gardens, South Australia) and Marcus Roderick Campbell of South Brighton, South Australia from providing financial services for 10 years. The decisions were made by ASIC’s new Financial Services and Credit Panel, which found that Mr Landau and Mr Campbell…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Easy Cheap Loans. Easy Cheap Loans is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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UK financial regulator the FCA has announced that Michael Nascimento was today sentenced to 11 years’ imprisonment for his role in a share fraud carried out through a series of boiler room companies which led to the loss of more than £2.8 million of investors’ money. He was the controlling mind, instigator and the main…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Apollo Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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London Stock Exchange Group (LSEG) has today welcomed nine new UK companies to its business support and capital raising programme, ELITE. This brings the total number of UK companies in the ELITE community to over 140. Umerah Akram, Head of ELITE UK & Licensing, welcomed the new ELITE CEOs to open trading in London this…
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The Swiss Financial Market Supervisory Authority FINMA has announced that it has concluded two enforcement procedures against Credit Suisse AG (NYSE:CS). In the first procedure, FINMA identified deficiencies in the bank’s adherence to anti-money laundering due diligence obligations in relation to suspected corruption involving the International Federation of Association Football FIFA, the Brazilian oil corporation…
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Australian regulator ASIC has announced that the unlicensed financial adviser, Mr Senen Pousa, has been permanently banned from providing financial services or engaging in credit activity. Mr Pousa, the former director of Investment Intelligence Corporation Pty Ltd (IIC) was banned after engaging in unlicensed financial advice. Through IIC, Mr Pousa had advised clients to invest…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company InstaFX24. InstaFX24 is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which require authorisation:…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm UK Insurance. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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Pan-European exchange operator Euronext has announced the results of the annual review of the CAC® family indices. The changes following the review will be effective from Monday 24 September 2018. Results of the Annual Review CAC 40® Index: Inclusion of: Exclusion of: Dassault Systemes Solvay In accordance with section 5 of the rules. CAC® Next…
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