The Dubai Financial Market (DFM) has informed the public that it has published the Rules on Listing and Trading of Investment Funds and Real Estate Investment Trusts (REITs). The DFM has prepared the regulation in line with international best practices and has received the approval of Securities and Commodities Authority (SCA), paving the way for…
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Cboe Global Markets, Inc. (Cboe: CBOE) has informed that it has successfully completed the transfer of the primary listing of its common stock to Cboe on Monday. Cboe delisted and transferred from Nasdaq Global Select Market (Nasdaq) Friday after the market close and listed solely on Cboe under its existing ticker symbol “CBOE.” Cboe shares…
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The Commodity Futures Trading Commission (CFTC) has issued an Order filing and settling charges against ICAP Capital Markets LLC (ICAP), now known as a NEX Group plc (LON:NXG) subsidiary company Intercapital Capital Markets LLC (ICAP), for, by and through certain of its brokers, aiding and abetting numerous attempts by several of its bank clients to manipulate…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Redcap Management. Redcap Management is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Kainz Werner Anton. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
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Nasdaq Dubai and Oxford Business Group (OBG) have just announced that they will collaborate to bring high quality financial intelligence and economic analysis to investors and the business community. OBG will launch its authoritative The Report: Dubai 2019 early next year from Nasdaq Dubai’s MarketSite, the exchange’s event space for thought leadership activities. The cooperation…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Hakopa, Williams and Partners. Hakopa, Williams and Partners is not authorised by the FCA but has been targeting people in the UK and is also carrying…
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SIX Swiss Exchange has welcomed Luzerner Kantonalbank AG (LUKB) as a new issuer of structured products. LUKB has been offering its customers structured investment products as a complement to traditional forms of investment for more than ten years. For the first time, it will now issue its own structured investment solutions for a broad investment…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Anahera and Partners. Anahera and Partners is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Cooper Consultancy Ltd. Cooper Consultancy Ltd is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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