Category: Financial Services

TMX Group
October 04, 2018 BY Valentina Kirilova

TMX Group reports good trading statistics in September

TMX Group Limited (TSX:X) has just announced September 2018 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha) and Montréal Exchange (MX). All TMX Equities Marketplaces' Daily Average volume was up with 41% MoM to 726.6 million in September. Toronto Stock Exchange ADV also rose to 410.8 million.…

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fca fine
October 04, 2018 BY Valentina Kirilova

Nasdaq Stockholm fines Leading Edge Materials Corp.

The Disciplinary Committee of Nasdaq Stockholm has informed that it has found that Leading Edge Materials Corp. (“LEM” or “the Company”) has breached the Nasdaq First North Nordic Rulebook (the “Rulebook”) and therefore ordered LEM to pay a fine of two annual fees, corresponding to an amount of SEK 146,652. The Disciplinary Committee has concluded…

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cysec cif licence suspension
October 03, 2018 BY Valentina Kirilova

CySEC issues warnings regarding Brisk Liquidity, Binatex, and Primus Trade

The Cyprus Securities and Exchange Commission (CySEC) has just informed the public that it has issued several warnings regarding Brisk Liquidity, Binatex, and Primus Trade. Brisk Liquidity CySEC has informed investors about the following regarding "Brisk Liquidity Ltd": The Company, through the website www.briskliquidity.nz, uses the name of the Cyprus Investment Firm (“CIF”) Globia Wealth…

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CySEC fines
October 03, 2018 BY Valentina Kirilova

CySEC fines the Director of Orphanides Public Company Ltd €5.000

The Cyprus Securities and Exchange Commission (CySEC) has just informed the public that it decided the imposition of an administrative fine of €5.000 to Mr. Christos Filaktou (Director of Orphanides Public Company Ltd). The complete text of the regulator’s decision can be seen below: Announcement date: 03.10.2018 Board decision date: 03.09.2018 Regarding: Mr. Christos Filaktou…

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WFE launches new website & members’ portal
October 03, 2018 BY Valentina Kirilova

The World Federation of Exchanges admits six new members

At the 58th General Assembly in Athens today, the World Federation of Exchanges (WFE), the global industry group for exchanges and CCPs, has informed that it has admitted six new members taking the total number of full members to 70, an historic high. With six members joining since the last General Assembly in 2017, the…

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moex moscow exchange
October 03, 2018 BY Valentina Kirilova

MOEX continues with the steady volumes in September

Moscow Exchange (MOEX) has just released its market report for the month of September 2018. Total trading volume across Moscow Exchange’s markets was RUB 71.1 trln in September 2018. Turnover grew on the Bond Market (+30.6%), Equity Market (+18.5%), Derivatives Market (+4.2%), and FX Market (+2.6%). Equity and Bond Market Total trading volumes on the…

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fma scam alert
October 03, 2018 BY Valentina Kirilova

New Zealand FMA warns against Fix Club Limited

The Financial Markets Authority (FMA) has just issued a warning against a scam company called Fix Club Limited. Fix Club Limited Address: 598 Great South Road, Ellerslie, Auckland, 1051 Website: www.fix.club Phone: +6499710677 Email: [email protected] Reason for warning: FMA recommends exercising caution before dealing with the Fix Club Limited as the company is not registered…

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Euronext terminates Deutsche Borse services to Irish Stock Exchange, now Euronext Dublin
October 03, 2018 BY Valentina Kirilova

Euronext terminates Deutsche Borse services to Irish Stock Exchange, now Euronext Dublin

Financial markets operator Euronext NV (EPA:ENX) has just announced an update on the integration of Euronext Dublin, of which Euronext completed the acquisition on 27 March 2018. Migration to Optiq® for Euronext Dublin in February 2019 The migration of Euronext Dublin’s Cash Market to Euronext’s trading platform Optiq® is now planned in February 2019, subject to…

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Regulation
October 03, 2018 BY Valentina Kirilova

ASIC successfully appeals sentence of former CBA financial planner

Australian regulator ASIC and the Commonwealth Director of Public Prosecutions have announced that they have successfully appealed the sentence of Ricky David Gillespie, a former senior financial planner of the Commonwealth Bank’s financial planning subsidiary, Commonwealth Financial Planning Limited. On 12 December 2017, Mr Gillespie was fined $3,000 with no conviction recorded, after pleading guilty…

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