The Securities and Exchange Commission (SEC) has announced charges against an investment adviser with a history of violating the securities laws for defrauding his close friends and community members. According to the SEC’s complaint filed Tuesday, from at least 2014 through at least 2017, Bruce J. Fixelle solicited investments from close friends he met through…
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FTSE Russell, the global index, data and analytics provider, has announced plans to launch a climate and multi-factor index, the FTSE All-World Climate Balanced Comprehensive Factor Index in November 2018. Merseyside Pension Fund (MPF) has selected the index to support the implementation of its Climate Risk Strategy within the Fund’s listed equity portfolio. The objective…
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Nasdaq (Nasdaq: NDAQ) has announced that Moment Group AB, a small cap company within the consumer services sector, will start trading of its shares on the main market of Nasdaq Stockholm. Moment Group was previously listed on Nasdaq First North Premier and is the 62nd company to list on Nasdaq’s Nordic markets in 2018. Moment…
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The Cyprus Securities and Exchange Commission (CySEC) has just informed investors about the following regarding Efexa1000 Ltd (the Company): The Company, through the website efexa1000.com, claims to be part of the Instant Trading EU Ltd (the "CIF") group, which is licensed (License No. 266/15) and regulated by CySEC, while it has no relationship with the…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Padmar Investments Limited. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
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Moscow Exchange (MOEX) and Shenzhen Stock Exchange (SZSE) have signed a Memorandum of Understanding (MoU) aimed at promoting cooperation and strengthening the partnership between the exchanges. Moscow Exchange CEO Alexander Afanasiev and Shenzhen Stock Exchange Executive Vice President Mr. Peng Ming participated in the MoU signing ceremony. The MoU provides for joint marketing events for…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Marcel Miller. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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Moscow Exchange (MOEX) has just announced that it has started trading in the KASE Index Exchange Traded Fund (ETF) managed by FinEx Investment Management LLP. The ETF is listed on MOEX’s Level 1 under the ticker FXKZ. Investment Company Freedom Finance is acting as the market maker. The ETF is traded in roubles and linked…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Cullen Price Group. Cullen Price Group is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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Australian regulator ASIC has just announced that it has permanently banned Annabelle Martincic from providing financial services and engaging in credit activities. Ms Martincic’s former partner was one of three directors of M3 Building and Construction (M3). Between late 2013 and April 2016, Ms Martincic did finance and accounting work for M3, under the job…
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