Category: Financial Services

Cboe Global Markets
November 02, 2018 BY Valentina Kirilova

Cboe Global Markets reports record trading activity in October

Cboe Global Markets, Inc. (Cboe: CBOE) has reported several new trading records. Cboe VIX futures set new monthly total volume record Cboe SPX options set new monthly total volume record In the month of October, Cboe Volatility Index® (VIX®) futures traded at Cboe Futures Exchange (CFE®) had record monthly volume of 9.66 million contracts, surpassing…

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fca warning
November 02, 2018 BY Valentina Kirilova

FCA warns against Meta Investing firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Meta Investing. Meta Investing is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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ASIC office
November 02, 2018 BY Valentina Kirilova

ASIC obtains orders against Goldsky Global Access Fund Pty Ltd

The Queensland Supreme Court has appointed Anthony Castley of William Buck as receiver and manager over the assets of Goldsky Global Access Fund Pty Ltd, Kenneth Charles Grace and associated entities. Freezing orders were also made restraining the disposal of any property (including money and securities) by Mr Grace, Goldsky Global Access Fund Pty Ltd, Goldsky Asset…

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fca warning clone firm
November 02, 2018 BY Valentina Kirilova

FCA warns against Cantor Fitzgerald Bank clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Cantor Fitzgerald Bank. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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Deutsche Börse revenues
November 01, 2018 BY Valentina Kirilova

Deutsche Börse cash markets' trading volume up nearly 50% YoY in October

Trading volume 48% higher year-on-year Deutsche Börse cash markets achieved a turnover of €171.6 billion in October (2017: €115.9 billion). This corresponds to a year-on-year increase of 48 percent. Of the €171.6 billion, €156.7 billion were attributable to Xetra (October 2017: €102.9 billion). The average daily turnover on Xetra was thus €7.1 billion. Order book…

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fca warning
November 01, 2018 BY Valentina Kirilova

FCA warns against Trade Capital Investments LLC firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Trade Capital Investments LLC trading as Trade Capital. Trade Capital Investments LLC t/a Trade Capital is not authorised by the FCA but has been targeting people…

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AML compliance
November 01, 2018 BY Valentina Kirilova

SEC updates list of firms using inaccurate information to solicit investors

The Securities and Exchange Commission (SEC) has announced that it has updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 16 soliciting entities, four impersonators of genuine firms, and eight bogus regulators. The SEC also made technical updates to its database to make it easier for retail investors…

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moex moscow exchange
November 01, 2018 BY Valentina Kirilova

MOEX launches Sponsored Market Access to its Derivatives Market

Moscow Exchange (MOEX) has announced that it has launched Sponsored Market Access (SMA) to its Derivatives Market to international and Russian clients of MOEX market participants. The SMA technology allows direct access to trading on Moscow Exchange’s Derivatives Market. Prior to 1 November, clients of MOEX market participants could only trade by using infrastructure solutions…

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