FCA looks at steps to make the IPO process fairer
The FCA's report also takes aim at investment banking practices such as cross selling of products to issuing companies.
Read moreThe FCA's report also takes aim at investment banking practices such as cross selling of products to issuing companies.
Read moreAustralia financial regulator ASIC has issued an AUD $20,000 fine to the Australian unit of German banking giant Deutsche Bank AG (FRA:DBK), to comply with an infringement notice given by ASIC's Markets Disciplinary Panel. The penalty was for Deutsche Bank failing to make the necessary enquiry through the message facility of the ASX 24 Market and wait…
Read moreSaxo Payments, a global transactions services provider which is a part of Saxo Bank, has entered into a new partnership with currency broker and international payments solution provider FC Exchange. Under the terms of the new agreement, the Saxo Payments Banking Circle will help FC Exchange deliver sophisticated solutions to its clients. FC Exchange provides…
Read moreeFX trading solutions provider TradAir has announced that Standard Bank South Africa (SBSA) has deployed its complete eFX trading platform as part of strategic vision by SBSA to dominate Dollar Rand (USDZAR) market-making globally, and create regional market-making specialists across Africa. SBSA is the largest bank in Africa. It will be deploying TradAir to all…
Read moreThe U.S. Commodity Futures Trading Commission (CFTC) has settled charges against Nathan Schleifer of New York City, and his company Galileo Trading LLC for fraudulently soliciting customers to trade commodity futures, and for repeatedly making numerous false statements and material misrepresentations to the National Futures Association (NFA) regarding their trading practices. From at least 1999 through…
Read moreLondon based FCA regulated brokerage ETX Capital today announced the appointment of Arman Tahmassebi as Chief Operating Officer (COO). Mr. Tahmassebi's most recent prior appointments in the London brokerage industry include serving as Chief Operating Officer at London Capital Group from January 2015 to January 2016 as well as Global Head of Operations at IG…
Read moreNorth American Derivatives Exchange (Nadex), part of IG Group Holdings plc (LON:IGG), has just posted some operating metrics for the first quarter of 2016, with the three-month period bringing a record year-on-year growth in both number of trades and trading volumes. The total number of trades in the first quarter of 2016 was up 64%…
Read moreKraken - one of the world’s largest Bitcoin, Ethereum and digital asset exchanges - has announced an investment from Money Partners Group, one of Japan’s leading foreign exchange brokerages, as part of Kraken's Series B financing round. While Kraken didn't disclose the size or terms of the Money Partners Group investment, we believe it is in the multi-million dollar range. Tokyo-based Money…
Read moreThe Cyprus Securities and Exchange Commission (CySEC) today issued a circular addressed at all regulated entities, including Cyprus investment firms (CIFs), in relation to the so-called “Panama Papers”. The securities regulator notes that after the leak of documents of Mossack Fonseca, a series of documents referred to as “Panama Papers” appeared online. These documents refer…
Read moreLeapRate has learned that Nick Hamilton has joined institutional electronic FX platform FastMatch as of April 11th, as the Director of Sales - Europe. Nick joins FastMatch after 3+ years at Citigroup Inc (NYSE:C) where he was responsible for eFX Sales out of London to UK Hedge Funds including Global Macro Hedge Funds, CTAs and Systematic Funds. Prior…
Read more