The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Finance 2All. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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The Securities and Exchange Commission today charged two men behind a phony day-trading firm with pocketing more than $1.4 million in deposits from hundreds of defrauded investors worldwide. The SEC alleges that Naris Chamroonrat of Bangkok, Thailand, recruited Adam L. Plumer of Las Vegas to help him lure investors to day-trade through an unregistered brokerage…
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TradingView, the advanced financial visualization platform and social network for traders and investors announced today an expansion of its data coverage. You can now purchase real-time stock and index data from Buenos Aires Stock Exchange (Argentina) with any professional plan. You can also purchase additional data from the following exchanges with any pro plan: AMEX…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Einstein Transfer Ltd. Einstein Transfer Ltd is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges against Goldman Sachs Group Inc (NYSE:GS) and Goldman, Sachs & Co. (collectively, Goldman or the Bank). The Order finds that, beginning in January 2007 and continuing through March 2012 (the Relevant Period), Goldman attempted, by and through certain of its…
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The Stock Exchange of Hong Kong Limited placed Anxin-China Holdings Limited into the third delisting stage today. If no viable resumption proposal is received by the end of the third delisting stage (i.e. 20 June 2017), Anxin-China Holdings’ listing will be cancelled. Trading of the company's shares was suspended on 1 April 2015 as it…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Capital Bridging Finance No.1 Limited. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Graceful Motors Limited. Graceful Motors Limited is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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The International Organization of Securities Commissions (IOSCO) issued a report that identifies various risks related to the marketing and sale of complex OTC leveraged products to retail investors, and describes how some regulators are responding to the challenges these products present. The Report on the IOSCO Survey on Retail OTC Leveraged Products analyses offers of…
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OTCX, a provider of electronic derivatives trading capabilities, today announced the development of additional trading capabilities to include OTC Equity Derivative and Interest Rate Derivative trading for the Australian market. In October 2016, the Australian Securities and Investments Commission (ASIC) approved a Market Exemption License for OTCX Trading Ltd. This enables regulatory monitoring of the…
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