January 31, 2017 BY Valentina Kirilova

Solactive launches Solactive Swiss family-owned companies index

The innovative German index provider Solactive announced the release of the Solactive Swiss Family Owned Companies Index, an index tracking the price movements of publicly traded family-owned companies that are domiciled and listed in Switzerland. The index is used as the basis for UBS’s tracker certificate (ISIN: CH0350101744). Family-owned companies are defined in the index…

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ESMA bond liquidity data
January 31, 2017 BY Valentina Kirilova

ESMA consults on future guidelines for portability between trade repositories

The European Securities and Markets Authority (ESMA) has put for public consultation future guidelines on the transfer of data between trade repositories (TRs) authorised in the European Union under the European Market Infrastructure Regulation (EMIR). There are currently six authorised TRs within the European Union which record the records of derivate transactions and which are…

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TMX Group volumes report
January 31, 2017 BY Valentina Kirilova

TMX Group names Alison Simpson Senior Vice President, Marketing and Branding

TMX Group Limited (TSX:X) announced that Alison Simpson has been named Senior Vice President, Marketing and Branding, effective February 13, 2017. In this newly-created role, Ms. Simpson will be responsible for building TMX's marketing strategy with a focus on enhancing the company's presence and impact across the full spectrum of available channels, including digital, mobile…

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January 31, 2017 BY Valentina Kirilova

Federal Court dismisses finance broker's appeal

The Federal Court of Australia has dismissed an appeal brought by former Victorian finance broker Meenakshi Devi Callychurn, against her banning from engaging in credit activities and the cancellation of the Australian credit licence of her company Unique Mortgage Services Pty Ltd (UMS). ASIC banned Ms Callychurn in March 2015 from engaging in credit activities…

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Securities and Exchange Commission proposes Transaction Fee Pilot for NMS Stocks
January 31, 2017 BY Valentina Kirilova

OCIE Director Marc Wyatt leaves SEC next month

The Securities and Exchange Commission (SEC) announced another Director is leaving next month and that is Marc Wyatt, Director of the Office of Compliance Inspections and Examinations. Mr. Wyatt joined the SEC in December 2012 as a senior specialized examiner and co-founded the Private Fund Unit within OCIE. He was named Deputy Director in October…

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Nasdaq
January 31, 2017 BY Valentina Kirilova

J.B. Hunt Transport Services, Inc. joins the NASDAQ-100 Index

Nasdaq (Nasdaq:NDAQ) just announced that J.B. Hunt Transport Services, Inc. (Nasdaq:JBHT), will become a component of the NASDAQ-100 Index® (Nasdaq:NDX) and the NASDAQ-100 Equal Weighted Index (Nasdaq:NDXE) prior to market open on Tuesday, February 7, 2017. J.B. Hunt Transport Services, Inc. will replace NXP Semiconductors N.V. (Nasdaq:NXPI) in the indexes. J.B. Hunt Transport Services, Inc.…

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