Mr Shane Thompson, of New Gisborne, Victoria, has appeared in the Bendigo Magistrates' Court on two charges brought by ASIC that he forged financial planning documents. ASIC alleges that between 27 December 2012 and 1 March 2013, Mr Thompson completed 22 false client change of adviser forms and submitted them to MLC Ltd to transfer…
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TMX Group Limited (TSX:X) today announced July 2017 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX. Toronto Stock Exchange volumes were slightly down from June's 7,650,906,225 to 5,033,426,817. TSX Venture Exchange numbers were also down MoM to 2,521,310,880. Alpha's volumes dropped to…
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Trio of partnerships offers Thomson Reuters (NYSE:TRI) customers the resources to grow managed accounts revenue; bolsters portfolio of service provider partnerships. Agreements with FolioDynamix, Helix Financial Systems, and Vestmark mark over 150 service providers Thomson Reuters offers North American Wealth Management customers. The addition of these three firms to the Thomson Reuters Wealth Management partner roster…
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Along with the addition of a new instrument, Global forex broker Admiral Markets has made several more announcements following their previous news regarding the possibility of a hard fork in Bitcoin's blockchain. The hard fork did happen! Starting from 1 August, 2017, the blockchain has split in two: Bitcoin (BTC) and Bitcoin Cash (BCH) – with the…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Polen Capital Investment Funds / PCIF. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part…
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The following article was written by Anya Aratovskaya, VP of Institutional Sales at Advanced Markets. The MetaTrader 4 Bridge is one of the most popular add-ons for MT4 Servers. It was created in early 2000 and, ever since then, there have been many rumors as to who actually developed the first commercial version (of course,…
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The U.S. Senate has voted unanimously to confirm the nomination of J. Christopher Giancarlo as Chairman for the U.S. Commodity Futures Trading Commission. In addition, Brian D. Quintenz and Rostin Behnam were unanimously confirmed as Commissioners. Giancarlo has served as Acting Chairman since January. Giancarlo issued the following statement regarding his confirmation: I am humbled…
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The Securities and Exchange Commission (SEC) announced that David W. Grim, Director of the Division of Investment Management, will leave the agency next month after more than 20 years of public service. Mr. Grim, who joined the Division directly from law school and rose to become its leader, has left a legacy of regulatory policy…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Quick Quid / Loan Point. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of…
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After a worrisome first quarter in which Revenues plummeted to their lowest level since early 2013, global FX brokerage house Gain Capital Holdings Inc (NYSE:GCAP) has reported a much better set of results for Q2-2017. Overall, Revenues at GAIN Capital increased by 65% over Q1 to $98.1 million, much more in line with what the company…
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