CME Group Australia
October 06, 2017 BY LeapRate Staff

CME Group names Simon Raybould head of new Sydney office

Derivatives marketplace operator CME Group Inc (NASDAQ:CME) has announced the official opening of a new office in Australia. Located in Sydney's Central Business District, the new office affirms the company's commitment to growth in Asia Pacific, and comes at a time when CME Group's business in the region continues to experience healthy growth. CME Group's Q2 2017 average daily…

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October 05, 2017 BY Mariela Naydenova

How Blockchain Helps Migrants

Singapore is now one of the leading blockchain innovators, with MAS  and ABS announcing three new blockchain payment prototypes, Maybank Singapore is helping migrants get paid through the technology of blockchain.  It may not be a well known fact, but migrants in Singapore do not always have access to banks, financial services and their money.…

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October 05, 2017 BY LeapRate Staff

SEC charges Michael Scronic with multi million dollar options investment ponzi scheme fraud

The U.S. Securities and Exchange Commission today charged a Westchester, New York-based investment adviser with fraud stemming from lies to retail investors about the value of their investments in a Ponzi-like scheme. The SEC alleges that, starting in approximately 2010, Michael Scronic began to raise money from at least 42 friends and acquaintances, many of…

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ADS Securities management
October 05, 2017 BY LeapRate Staff

Exclusive: ADS Securities CMO Andreas Lazarou departs

LeapRate Exclusive... Continuing a fairly wide ranging turnover in senior management, LeapRate has learned that Abu Dhabi based brokerage group ADS Securities has seen the departure of longtime Chief Marketing Officer Andreas Lazarou. Andreas Lazarou has been with ADS since 2013, first as Director of Marketing and later being promoted to CMO. He had joined ADS…

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FINRA's 2018 volume tops 2017 activity by 87%
October 05, 2017 BY Valentina Kirilova

FINRA receives SEC approval to streamline competency exams

The U.S. Securities and Exchange Commission (SEC) announced that has approved the Financial Industry Regulatory Authority’s rule proposal to streamline competency exams and expand opportunities for prospective securities professionals seeking to enter or re-enter the securities industry. FINRA today issued Regulatory Notice 17-30 announcing an Oct. 1, 2018, effective date for the rule change. Under…

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clone firm FCA warning
October 05, 2017 BY Valentina Kirilova

FCA warns against Northill Global clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Northill Global. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…

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October 05, 2017 BY Valentina Kirilova

Clearstream submits CSDR licence application

The Clearstream CSDs (Clearstream Banking S.A., Clearstream Banking AG and LuxCSD) announced that has submitted their applications for their Central Securities Depositories Regulation (CSDR) licences on Friday 29 September 2017. This represented a significant milestone in the CSDR timeline as CSDR’s authorisation process requires CSDs to submit an application for authorisation to the relevant local…

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October 05, 2017 BY Valentina Kirilova

Moss Adams joins NetSuite Solution Provider Program

Oracle NetSuite, a provider of cloud-based financials / ERP, HR, Professional Services Automation (PSA) and omnichannel commerce software suites, today announced that Moss Adams LLP, the U.S. accounting, consulting and wealth management firm, has joined the NetSuite Solution Provider Program to address rising demand for cloud business management solutions. The move is the result of Moss Adams’…

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