Cboe Global Markets, Inc. (Cboe: CBOE) has informed that it has successfully completed the transfer of the primary listing of its common stock to Cboe on Monday. Cboe delisted and transferred from Nasdaq Global Select Market (Nasdaq) Friday after the market close and listed solely on Cboe under its existing ticker symbol “CBOE.” Cboe shares…
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The Commodity Futures Trading Commission (CFTC) has issued an Order filing and settling charges against ICAP Capital Markets LLC (ICAP), now known as a NEX Group plc (LON:NXG) subsidiary company Intercapital Capital Markets LLC (ICAP), for, by and through certain of its brokers, aiding and abetting numerous attempts by several of its bank clients to manipulate…
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Coinbase "stole" Linkedin's head of data science just recently. Michael Li, who was Linkedin's Head of Analytics and Data Science has now joined the cryptocurrency unicorn to be its Vice President of Data, according to his Linkedin profile. With a educational background in Engineering in China and the US, Mr. Li worked in Capital One,…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Redcap Management. Redcap Management is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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Global network provider, BSO has partnered with Hoptroff London, the time-synchronization software experts, to provide the financial services community with the first fully traceable accurate Time-as-a-Service (TaaS) on the market. Since MiFID II went live in January, the entire financial ecosystem has a growing demand for a precise reading of when a trade is executed,…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Kainz Werner Anton. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…
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The following article was written by Jasper Lawler, Senior Market Analyst at FCA regulated broker LCG. After extending gains for a second consecutive week last week, the pound continues to hover around a six-week high versus the dollar. Last week a softening of tone from Brussels over Brexit talks and signs that the EU are…
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The Canadian Securities Administrators (CSA) has announced the appointment of Laura Belloni as Secretary General, effective September 17, 2018. Before taking on this role, Ms. Belloni served as Manager of Regulatory Affairs and Policy Manager at the CSA for a period of 10 years. As such, she was responsible for managing regulatory and policy development…
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TORA, provider of the industry’s most advanced cloud-based order and execution management system (OEMS), has announced today that it has expanded its support for MiFID II transaction and trade reporting by integrating its trading system with NEX Regulatory Reporting. In a bid to improve transparency, MiFID II requires asset managers to submit transaction reports, including…
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Nasdaq Dubai and Oxford Business Group (OBG) have just announced that they will collaborate to bring high quality financial intelligence and economic analysis to investors and the business community. OBG will launch its authoritative The Report: Dubai 2019 early next year from Nasdaq Dubai’s MarketSite, the exchange’s event space for thought leadership activities. The cooperation…
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